RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• E••••• R•••••
- B••••••• A•••• M••••••••• L•• mixed wealth currentsince Dec 11, 2023 · Northfield, Il
- R•••• S•••••••• • A••••••••• L•• formerJun 13, 2017 to Jun 15, 2020 · Indianapolis, In
- C••• S••••••••• C••••••••• formerDec 23, 2008 to Dec 31, 2016 · Indianapolis, In
- R•••• S•••••••• • A••••••••• L•• to B••••••• A•••• M••••••••• L••left Jun 15, 2020, registered Dec 11, 2023 (1274 days) · RIA to RIA
- C••• S••••••••• C••••••••• to R•••• S•••••••• • A••••••••• L••left Dec 31, 2016, registered Jun 13, 2017 (164 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address