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RIA / WealthAdvisor17 years in industry

Guy R Wayman

Advisor at HIGHTOWER ADVISORS, LLC

CHICAGO, IL | Dallas, TX

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Search this name across graphsid dfx:ria:caef3b63-74b9-917d-d05d-76e94ee1086b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 28, 2008
First registration: Aug 4, 2009
Dual registered: no
IAPD individual key: 5569621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Oct 4, 2020	n/a	yes	Dallas, TX\|CHICAGO, IL	Current employment
FRONTIER INVESTMENT MANAGEMENT CO	Former SEC adviser	Mar 8, 2017	Nov 16, 2020	no	OMAHA, NE\|DALLAS, TX	Previous registration
STEELE CAPITAL MANAGEMENT, INC.	Independent wealth	Jan 21, 2016	Jan 5, 2017	no	Omaha, NE\|DUBUQUE, IA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 8, 2012	Jan 20, 2016	no	OMAHA, NE	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 8, 2012	Jan 20, 2016	no	Omaha, NE	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 12, 2009	May 29, 2012	no	ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 4, 2009	Nov 13, 2009	no	Denver, CO\|LOVELAND, CO\|ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FRONTIER INVESTMENT MANAGEMENT CO	HIGHTOWER ADVISORS, LLC	Nov 16, 2020	Oct 4, 2020	-43	Bulk transfer	RIA to ibd
STEELE CAPITAL MANAGEMENT, INC.	FRONTIER INVESTMENT MANAGEMENT CO	Jan 5, 2017	Mar 8, 2017	62	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 20, 2016	Jun 8, 2012	-1,321	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	STEELE CAPITAL MANAGEMENT, INC.	Jan 20, 2016	Jan 21, 2016	1	Firm change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	May 29, 2012	Jun 8, 2012	10	Firm change	Ibd to new firm
THRIVENT INVESTMENT MANAGEMENT INC.	CHARLES SCHWAB & CO., INC.	Nov 13, 2009	Nov 12, 2009	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:NE:2016-01-08	Jan 20, 2016	Jun 8, 2012	OMAHA, NE	Firm change after gap

Relationships

Registered with (7)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Oct 4, 2020 to presentfactForm ADV
→ FRONTIER INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Mar 8, 2017 to Nov 16, 2020factForm ADV
→ STEELE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 21, 2016 to Jan 5, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2012 to Jan 20, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 8, 2012 to Jan 20, 2016factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 12, 2009 to May 29, 2012factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 4, 2009 to Nov 13, 2009factForm ADV

Dated events

No dated event names this entity yet.