RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• L••• D•••••
- W•••••• A•••••••• L•• independent RIA currentsince Jan 14, 2025 · Dayton, Oh
- B••••••••• F•••••••• G••••• I••• formerAug 15, 2022 to Mar 6, 2025 · Dayton, Oh
- U•• F•••••••• S••••••• I••• wirehouseSep 11, 2018 to Mar 10, 2022 · Miamisburg, Oh
- B••••••••• F•••••••• G••••• I••• to W•••••• A•••••••• L••left Mar 6, 2025, registered Jan 14, 2025 (-51 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to B••••••••• F•••••••• G••••• I•••left Mar 10, 2022, registered Aug 15, 2022 (158 days) · Other
- C•••••••• L••• D••••• left B••••••••• F•••••••• G••••• I••• for W•••••• A•••••••• L•• (registered 2025-01-14)Mar 6, 2025 · Advisor changed firm · fact
- C•••••••• L••• D••••• left U•• F•••••••• S••••••• I••• for B••••••••• F•••••••• G••••• I••• (registered 2022-08-15)Mar 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address