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RIA / WealthAdvisor31 years in industry

MONIQUE RENEE MARSHALL

Advisor at LIFE BY DESIGN INVESTMENT ADVISORY SERVICES

Dana Point, CA

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Search this name across graphsid dfx:ria:cb01686b-fb91-dbbc-4dc9-5506b2de9e8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LIFE BY DESIGN INVESTMENT ADVISORY SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 13, 1995
First registration: May 31, 2002
Dual registered: no
IAPD individual key: 2582410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIFE BY DESIGN INVESTMENT ADVISORY SERVICES	State registered	Jan 1, 2026	n/a	yes	Dana Point, CA	Current employment
ADVISORY SERVICES NETWORK	Independent wealth	Dec 17, 2015	Jul 26, 2019	no	Tustin, CA\|ATLANTA, GA\|Rancho Santa Margarita, CA\|San Juan Capistrano, CA\|Tustin, CA	Previous registration
LIFE BY DESIGN ADVISORY SERVICES	n/a	Jul 22, 2015	Dec 17, 2015	no	TUSTIN, CA	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	May 10, 2013	Dec 23, 2015	no	TAMPA, FL	Previous registration
FINANCIAL ADVISERS OF AMERICA, LLC	Former SEC adviser	Apr 19, 2010	May 10, 2013	no	CARLSBAD, CA\|CARLSBAD, CA\|SANTA ANA, CA\|FOUNTAIN VALLEY, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Apr 16, 2010	no	SAINT PETERSBURG, FL\|SANTA ANA, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jun 21, 2004	Jan 2, 2009	no	SANTA ANA, CA\|FOUNTAIN VALLEY, CA	Previous registration
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	May 31, 2002	Jun 18, 2004	no	SANTA ANA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORY SERVICES NETWORK	LIFE BY DESIGN INVESTMENT ADVISORY SERVICES	Jul 26, 2019	Jan 1, 2026	2,351	Firm change after gap	RIA to state RIA
J. W. COLE ADVISORS, INC.	LIFE BY DESIGN ADVISORY SERVICES	Dec 23, 2015	Jul 22, 2015	-154	Firm change after gap	Other
LIFE BY DESIGN ADVISORY SERVICES	ADVISORY SERVICES NETWORK	Dec 17, 2015	Dec 17, 2015	0	Firm change	Other
FINANCIAL ADVISERS OF AMERICA, LLC	J. W. COLE ADVISORS, INC.	May 10, 2013	May 10, 2013	0	Bulk transfer	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	FINANCIAL ADVISERS OF AMERICA, LLC	Apr 16, 2010	Apr 19, 2010	3	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
CROWN CAPITAL SECURITIES, L.P.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jun 18, 2004	Jun 21, 2004	3	Firm change	Other

Relationships

Registered with (8)

→ LIFE BY DESIGN INVESTMENT ADVISORY SERVICESRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ ADVISORY SERVICES NETWORKRegistered adviserregistration: previous registration
Dec 17, 2015 to Jul 26, 2019factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
May 10, 2013 to Dec 23, 2015factForm ADV
→ LIFE BY DESIGN ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 22, 2015 to Dec 17, 2015factForm ADV
→ FINANCIAL ADVISERS OF AMERICA, LLCRegistered adviserregistration: previous registration
Apr 19, 2010 to May 10, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Apr 16, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 21, 2004 to Jan 2, 2009factForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
May 31, 2002 to Jun 18, 2004factForm ADV

Dated events

No dated event names this entity yet.