DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Monique Renee Marshall
Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
31 y
since Apr 13, 1995 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Life By Design Investment Advisory Services state registered currentsince Jan 1, 2026 · Dana Point, Ca
- Advisory Services Network independent RIADec 17, 2015 to Jul 26, 2019 · Tustin, Ca
- Life By Design Advisory Services unclassifiedJul 22, 2015 to Dec 17, 2015 · Tustin, Ca
- J. W. Cole Advisors, Inc. BD affiliatedMay 10, 2013 to Dec 23, 2015 · Tampa, Fl
- Financial Advisers Of America, LLC formerApr 19, 2010 to May 10, 2013 · Carlsbad, Ca
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to Apr 16, 2010 · Saint Petersburg, Fl
- Raymond James Financial Services, Inc. unclassifiedJun 21, 2004 to Jan 2, 2009 · Santa Ana, Ca
- Crown Capital Securities, L.P. formerMay 31, 2002 to Jun 18, 2004 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Advisory Services Network to Life By Design Investment Advisory Servicesleft Jul 26, 2019, registered Jan 1, 2026 (2351 days) · RIA to a state-registered adviser
- J. W. Cole Advisors, Inc. to Life By Design Advisory Servicesleft Dec 23, 2015, registered Jul 22, 2015 (-154 days) · Other
- Life By Design Advisory Services to Advisory Services Networkleft Dec 17, 2015, registered Dec 17, 2015 (0 days) · Other
- Financial Advisers Of America, LLC to J. W. Cole Advisors, Inc.left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to Financial Advisers Of America, LLCleft Apr 16, 2010, registered Apr 19, 2010 (3 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- Crown Capital Securities, L.P. to Raymond James Financial Services, Inc.left Jun 18, 2004, registered Jun 21, 2004 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address