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RIA / WealthAdvisorCertified Financial Planner17 years in industry

Jessica Swaim

Advisor at GILBERT & COOK, INC.

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:cb167f65-9abd-a061-9286-9bc2524edd02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GILBERT & COOK, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 20, 2008
First registration: Oct 30, 2008
Dual registered: no
Other names: Jessi Swaim|JESSICA M SWAIM
IAPD individual key: 5390545

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GILBERT & COOK, INC.	Independent wealth	Oct 15, 2020	n/a	yes	WEST DES MOINES, IA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 14, 2016	Oct 6, 2020	no	WEST DES MOINES, IA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 14, 2011	Nov 22, 2013	no	CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 6, 2011	no	Columbia, SC\|RIVERWOODS, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 30, 2008	Jun 1, 2009	no	COLUMBIA, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	GILBERT & COOK, INC.	Oct 6, 2020	Oct 15, 2020	9	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	EQUITABLE ADVISORS, LLC	Nov 22, 2013	Sep 14, 2016	1,027	Firm change after gap	Wirehouse to ibd
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Oct 6, 2011	Sep 14, 2011	-22	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ GILBERT & COOK, INC.Registered adviserregistration: current employment
Oct 15, 2020 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 14, 2016 to Oct 6, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 14, 2011 to Nov 22, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 6, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 30, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.