DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jessica Swaim

Gilbert & Cook, Inc.independent RIAWest Des Moines, IaIA-onlyIAPD 5390545

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jessi Swaim

At current firm

5 y

since Oct 15, 2020

In the industry

17 y

since Oct 20, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Designations: CFP, CEPAreportedgilbertcook.comas printed on the bio page, Sep 16, 2026
Professional profile: gilbertcook.com/about/meet-our-team/advisors/jessi-swaimreportedgilbertcook.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Gilbert & Cook, Inc. independent RIA current
since Oct 15, 2020 · West Des Moines, Ia
Equitable Advisors, LLC national BD
Sep 14, 2016 to Oct 6, 2020 · West Des Moines, Ia
J.P. Morgan Securities LLC wirehouse
Sep 14, 2011 to Nov 22, 2013 · Chicago, Il
Morgan Stanley wirehouse
Jun 1, 2009 to Oct 6, 2011 · Columbia, Sc
Citigroup Global Markets Inc. BD affiliated
Oct 30, 2008 to Jun 1, 2009 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

Equitable Advisors, LLC to Gilbert & Cook, Inc.
left Oct 6, 2020, registered Oct 15, 2020 (9 days) · Affiliated broker-dealer or bank to independent RIA
J.P. Morgan Securities LLC to Equitable Advisors, LLC
left Nov 22, 2013, registered Sep 14, 2016 (1027 days) · Wirehouse to affiliated broker-dealer or bank
Morgan Stanley to J.P. Morgan Securities LLC
left Oct 6, 2011, registered Sep 14, 2011 (-22 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address