DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• F•••••••• G••••
Legal name K••••• F•••••••• G••••• I•••
Latest filing Apr 30, 2026
First filing on the tape Sep 12, 2023 · 9 filings
SEC status approved since Oct 12, 2023
RAUM
$135M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$132M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$135M as of Apr 30, 2026
Mar 26, 2024$107M then
HNW client RAUM$117M as of Apr 30, 2026
Mar 26, 2024$90.1M then
State-registered IARs (5.B.3)2 as of Apr 30, 2026
Mar 26, 20242 then
Employees (5.A)2 as of Apr 30, 2026
Mar 26, 20242 then
Private funds: no history
RAUM +0.3% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$117M86%
- Individuals$15.8M12%
- Pension and profit-sharing plans$2.1M1.6%
- Charitable organizations$912,9290.7%
- Individual clients
- 60reported
- HNW clients
- 24reported
- Pension plan clients
- 2reported
- Charitable clients
- 3reported
- Accounts
- 89reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• D•••• K••••• | Camp Hill, Pa | Dec 18, 2023 | 28 y | 4 |
| D••• W••••• K••••• | Camp Hill, Pa | Apr 29, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• D•••• K••••• from L•• F•••••••• L••Dec 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• D•••••• D•••• · Managing Member, President, And Chief Compliance Officercontrolsince 09/1998 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Camp Hill, Pa · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Mar 25, 2026 to Apr 30, 2026
- State-registered IARs · 1 to 2Mar 25, 2026 to Apr 30, 2026
- Accounts · 79 to 89Oct 13, 2025 to Mar 25, 2026
- Charity clients · unset to 3.0Oct 13, 2025 to Mar 25, 2026
- Individual clients · 52 to 60Oct 13, 2025 to Mar 25, 2026
- Pension plan clients · unset to 2.0Oct 13, 2025 to Mar 25, 2026
- Employees · 1 to 2Oct 13, 2025 to Mar 25, 2026
- Discretionary RAUM · $135M to $131MOct 13, 2025 to Mar 25, 2026
- HNW RAUM · $113M to $117MOct 13, 2025 to Mar 25, 2026
- Individual RAUM · $16.8M to $15.8MOct 13, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $0 to $4.4MOct 13, 2025 to Mar 25, 2026
- Pension RAUM · $4.8M to $2.1MOct 13, 2025 to Mar 25, 2026
- RAUM · $135M to $135MOct 13, 2025 to Mar 25, 2026
- Accounts · 57 to 79Dec 26, 2024 to Mar 26, 2025
- HNW clients · 18 to 24Dec 26, 2024 to Mar 26, 2025
- Individual clients · 33 to 52Dec 26, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 1-10Dec 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $103M to $135MDec 26, 2024 to Mar 26, 2025
- HNW RAUM · $90.1M to $113MDec 26, 2024 to Mar 26, 2025
- Individual RAUM · $12.0M to $16.8MDec 26, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $4.0M to $0Dec 26, 2024 to Mar 26, 2025
- Pension RAUM · $4.0M to $4.8MDec 26, 2024 to Mar 26, 2025
- RAUM · $107M to $135MDec 26, 2024 to Mar 26, 2025
- Advisory employees · 2 to 1Mar 26, 2024 to Dec 26, 2024
- Employees · 2 to 1Mar 26, 2024 to Dec 26, 2024
- State-registered IARs · 2 to 1Mar 26, 2024 to Dec 26, 2024
- Other offices · 0 to 1Feb 13, 2024 to Mar 26, 2024
- Accounts · 0 to 57Sep 12, 2023 to Feb 13, 2024
- HNW clients · unset to 18.0Sep 12, 2023 to Feb 13, 2024
- Individual clients · unset to 33.0Sep 12, 2023 to Feb 13, 2024
- Discretionary RAUM · $0 to $103MSep 12, 2023 to Feb 13, 2024
- HNW RAUM · unset to 90119708.0Sep 12, 2023 to Feb 13, 2024
- Individual RAUM · unset to 11954491.0Sep 12, 2023 to Feb 13, 2024
- Non-discretionary RAUM · $0 to $4.0MSep 12, 2023 to Feb 13, 2024
- Pension RAUM · unset to 4037000.0Sep 12, 2023 to Feb 13, 2024
- RAUM · $0 to $107MSep 12, 2023 to Feb 13, 2024
- Legal name · K••••• F•••••••• G•••• to K••••• F•••••••• G••••• I•••Sep 12, 2023 to Sep 12, 2023
Signals
1 dated events
- K••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Sep 12, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kellercpa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- barb@kellercpa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ashley@kellercpa.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 717-516-0700reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 717-303-5216reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- kellercpa.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 717-516-0700reportedpublic record, Form ADV, Apr 30, 2026
- Contact form
- kellercpa.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026