DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner17 years in industry

SEAN MICHAEL O'CONNOR

Advisor at SAVVY

Del Mar, CA | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb252b8a-b9b9-d220-b952-107d87a525d7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAVVY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 11, 2009
First registration: Oct 8, 2009
Dual registered: no
IAPD individual key: 5597519

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Savvy	Independent wealth	Jul 15, 2025	n/a	yes	Del Mar, CA\|NEW YORK, NY	Current employment
MERCER GLOBAL ADVISORS INC.	Independent wealth	Apr 27, 2021	Aug 29, 2025	no	San Diego, CA	Previous registration
EPSTEIN AND WHITE FINANCIAL LLC	Former SEC adviser	May 10, 2017	Jul 6, 2021	no	SAN DIEGO, CA	Previous registration
ANCHOR BAY CAPITAL, INC.	Independent wealth	Dec 4, 2015	Apr 25, 2017	no	CARLSBAD, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	May 2, 2012	Dec 7, 2015	no	SAN DIEGO, CA	Previous registration
FINANCIAL DESIGNS LTD.	n/a	Jun 23, 2011	Jul 30, 2014	no	SAN DIEGO, CA	Previous registration
LUCIA CAPITAL GROUP	Former SEC adviser	Apr 15, 2010	Jan 12, 2011	no	SAN DIEGO, CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Oct 8, 2009	Jun 14, 2010	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERCER GLOBAL ADVISORS INC.	Savvy	Aug 29, 2025	Jul 15, 2025	-45	Firm change after gap	RIA to RIA
EPSTEIN AND WHITE FINANCIAL LLC	MERCER GLOBAL ADVISORS INC.	Jul 6, 2021	Apr 27, 2021	-70	Firm change after gap	RIA to RIA
ANCHOR BAY CAPITAL, INC.	EPSTEIN AND WHITE FINANCIAL LLC	Apr 25, 2017	May 10, 2017	15	Firm change	Other
INDEPENDENT FINANCIAL GROUP, LLC	ANCHOR BAY CAPITAL, INC.	Dec 7, 2015	Dec 4, 2015	-3	Firm change	Other
FINANCIAL DESIGNS LTD.	INDEPENDENT FINANCIAL GROUP, LLC	Jul 30, 2014	May 2, 2012	-819	Firm change after gap	Other
LUCIA CAPITAL GROUP	FINANCIAL DESIGNS LTD.	Jan 12, 2011	Jun 23, 2011	162	Firm change	Other
RAYMOND J. LUCIA COMPANIES, INC.	LUCIA CAPITAL GROUP	Jun 14, 2010	Apr 15, 2010	-60	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147363:318493:CA:2025-08-29	Aug 29, 2025	Jul 15, 2025	SAN DIEGO, CA	Firm change after gap
281230:147363:CA:2021-07-06	Jul 6, 2021	Apr 27, 2021	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (8)

→ SAVVYRegistered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Apr 27, 2021 to Aug 29, 2025factForm ADV
→ EPSTEIN AND WHITE FINANCIAL LLCRegistered adviserregistration: previous registration
May 10, 2017 to Jul 6, 2021factForm ADV
→ ANCHOR BAY CAPITAL, INC.Registered adviserregistration: previous registration
Dec 4, 2015 to Apr 25, 2017factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
May 2, 2012 to Dec 7, 2015factForm ADV
→ FINANCIAL DESIGNS LTD.Registered adviserregistration: previous registration
Jun 23, 2011 to Jul 30, 2014factForm ADV
→ LUCIA CAPITAL GROUPRegistered adviserregistration: previous registration
Apr 15, 2010 to Jan 12, 2011factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Oct 8, 2009 to Jun 14, 2010factForm ADV

Dated events

Occurred
Aug 29, 2025
Advisor changed firm
Sean Michael O'Connor left Mercer Global Advisors Inc. for Savvy (registered 2025-07-15)
Form ADVobserved 5 days ago