RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• M•••••• O•••••••
- S•••• i••••••••• wealth currentsince Jul 15, 2025 · Del Mar, Ca
- M••••• G••••• A••••••• I••• i••••••••• wealthApr 27, 2021 to Aug 29, 2025 · San Diego, Ca
- E•••••• A•• W•••• F•••••••• L•• formerMay 10, 2017 to Jul 6, 2021 · San Diego, Ca
- A••••• B•• C••••••• I••• i••••••••• wealthDec 4, 2015 to Apr 25, 2017 · Carlsbad, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedMay 2, 2012 to Dec 7, 2015 · San Diego, Ca
- F•••••••• D•••••• L••• unclassifiedJun 23, 2011 to Jul 30, 2014 · San Diego, Ca
- L•••• C•••••• G•••• formerApr 15, 2010 to Jan 12, 2011 · San Diego, Ca
- R•••••• J• L•••• C••••••••• I••• unclassifiedOct 8, 2009 to Jun 14, 2010 · San Diego, Ca
- M••••• G••••• A••••••• I••• to S••••left Aug 29, 2025, registered Jul 15, 2025 (-45 days) · RIA to RIA · moved with a team
- E•••••• A•• W•••• F•••••••• L•• to M••••• G••••• A••••••• I•••left Jul 6, 2021, registered Apr 27, 2021 (-70 days) · RIA to RIA · moved with a team
- A••••• B•• C••••••• I••• to E•••••• A•• W•••• F•••••••• L••left Apr 25, 2017, registered May 10, 2017 (15 days) · Other
- I••••••••• F•••••••• G••••• L•• to A••••• B•• C••••••• I•••left Dec 7, 2015, registered Dec 4, 2015 (-3 days) · Other
- F•••••••• D•••••• L••• to I••••••••• F•••••••• G••••• L••left Jul 30, 2014, registered May 2, 2012 (-819 days) · Other
- L•••• C•••••• G•••• to F•••••••• D•••••• L•••left Jan 12, 2011, registered Jun 23, 2011 (162 days) · Other
- R•••••• J• L•••• C••••••••• I••• to L•••• C•••••• G••••left Jun 14, 2010, registered Apr 15, 2010 (-60 days) · Other
- S••• M•••••• O••••••• left M••••• G••••• A••••••• I••• for Savvy (registered 2025-07-15)Aug 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address