DFX Intelligence

L•••• C• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

L•••• C• R••••

Advisor at M••••••

Florham Park, NJ | Naples, FL

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Search this name across graphsid dfx:ria:cb38dfcc-9b3d-5e31-044b-d9531bc2a990

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 13, 2021	n/a	yes	Florham Park, NJ\|Naples, FL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 24, 2020	Sep 22, 2021	no	Chatham, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	M••••••	Sep 22, 2021	Sep 13, 2021	-9	Firm change	Ibd to ibd
F•• W••••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2020	Aug 24, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
281165:134139:NJ:2020-12-31	Dec 31, 2020	Aug 24, 2020	CHATHAM, NJ	Firm change after gap

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Sep 13, 2021 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 24, 2020 to Sep 22, 2021factForm ADV
→ F•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2018 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb38dfcc-9b3d-5e31-044b-d9531bc2a990
First observed: Jan 11, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.