DFX Intelligence

N•••••• A• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

N•••••• A• P••••

Advisor at F•••••••• F•••••••• M••••••••• L••

LINCOLN, NE

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Search this name across graphsid dfx:ria:f4973175-7ac4-549c-a448-acaad0078612

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 28, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• F•••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• F•••••••• M••••••••• L••	Independent wealth	Feb 6, 2026	n/a	yes	LINCOLN, NE	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 11, 2025	Feb 6, 2026	no	SAN DIEGO, CA\|LINCOLN, NE\|Lincoln, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	F•••••••• F•••••••• M••••••••• L••	Feb 6, 2026	Feb 6, 2026	0	Firm change	Ibd to RIA
E•••• S••••••••• L••	L•• F•••••••• L••	Aug 11, 2025	Aug 11, 2025

Relationships

Registered with (3)

→ F•••••••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2025 to Feb 6, 2026factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Nov 28, 2023 to Aug 11, 2025factForm ADV

Dated events

Occurred
Feb 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4973175-7ac4-549c-a448-acaad0078612
First observed: Nov 28, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.