DFX Intelligence
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Reading the graph
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Advisor at B••••••••• W•••••
LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• W••••• | Independent wealth | Mar 22, 2019 | n/a | yes | LINCOLN, NE | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jan 30, 2017 | Mar 15, 2019 | no | LINCOLN, NE|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | B••••••••• W••••• | Mar 15, 2019 | Mar 22, 2019 | 7 | Firm change | Ibd to new firm |
| A••••••• A••••••• S••••••• | K••••• A••••••• S•••••••• L•• | Jan 25, 2017 | Jan 30, 2017 |
| A••••••• A••••••• S••••••• | Former SEC adviser | Apr 2, 2014 | Jan 25, 2017 | no | Lincoln, NE|LINCOLN, NE | Previous registration |
| S••••• F•••••••• S•••••••• I••• | Former SEC adviser | Feb 1, 2007 | Mar 3, 2014 | no | SCOTTSDALE, AZ|LINCOLN, NE|SCOTTSDALE, AZ|LINCOLN, NE|SCOTTSDALE, AZ | Previous registration |
| T••••••••• F•••••••• A•••••••• I••• | n/a | Apr 17, 2003 | Dec 31, 2006 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| 5 |
| Firm change |
| Other |
| S••••• F•••••••• S•••••••• I••• | A••••••• A••••••• S••••••• | Mar 3, 2014 | Apr 2, 2014 | 30 | Firm change | Other |
| T••••••••• F•••••••• A•••••••• I••• | S••••• F•••••••• S•••••••• I••• | Dec 31, 2006 | Feb 1, 2007 | 32 | Firm change | Other |