DFX Intelligence

C••••••••• S• S•• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C••••••••• S• S•• G••••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Lafayette, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb88e0f6-1c56-a74f-3fe8-350280369268

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	May 5, 2023	n/a	yes	NEW ORLEANS, LA\|Lafayette, LA	Current employment
A••••• I••••••••• P•••••••• L••	Former SEC adviser	Aug 18, 2015	May 5, 2023	no	LAFAYETTE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• I••••••••• P•••••••• L••	N•••••• A•••••••	May 5, 2023	May 5, 2023	0	Firm change	RIA to ibd
L•• F•••••••• L••	A••••• I••••••••• P•••••••• L••	Aug 25, 2015	Aug 18, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
222517:171351:LA:2023-05-05	May 5, 2023	May 5, 2023	LAFAYETTE, LA	Firm change
6413:222517:LA:2015-08-25	Aug 25, 2015	Aug 18, 2015	LAFAYETTE, LA	Firm change

Relationships

Registered with (4)

→ N•••••• A•••••••Registered adviserregistration: current employment
May 5, 2023 to presentfactForm ADV
→ A••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 18, 2015 to May 5, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 1, 2010 to Aug 25, 2015factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
May 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb88e0f6-1c56-a74f-3fe8-350280369268
First observed: Oct 11, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.