RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• S• S•• G••••••
- N•••••• A••••••• BD affiliated currentsince May 5, 2023 · New Orleans, La
- A••••• I••••••••• P•••••••• L•• formerAug 18, 2015 to May 5, 2023 · Lafayette, La
- L•• F•••••••• L•• BD affiliatedFeb 1, 2010 to Aug 25, 2015 · Lafayette, La
- O•••• F•• I••• formerOct 11, 2001 to Feb 4, 2010 · Baton Rouge, La
- A••••• I••••••••• P•••••••• L•• to N•••••• A•••••••left May 5, 2023, registered May 5, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- L•• F•••••••• L•• to A••••• I••••••••• P•••••••• L••left Aug 25, 2015, registered Aug 18, 2015 (-7 days) · Other · moved with a team
- O•••• F•• I••• to L•• F•••••••• L••left Feb 4, 2010, registered Feb 1, 2010 (-3 days) · Other
- C••••••••• S• S•• G•••••• left A••••• I••••••••• P•••••••• L•• for N•••••• A••••••• (registered 2023-05-05)May 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address