DFX Intelligence

S••••• C••••••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

S••••• C••••••••• T••••••

Advisor at P•••••• A•••••• G••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb890202-5cb0-9184-51d6-019863677d1b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 13, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jul 26, 2024	n/a	yes	MORRISTOWN, NJ\|Wyckoff, NJ\|Pompton Lakes, NJ	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Aug 20, 2019	May 19, 2023	no	Pine Brook, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	P•••••• A•••••• G••••• L••	May 19, 2023	Jul 26, 2024	434	Firm change after gap	Ibd to ibd
L•• F•••••••• L••	I•••••• I••••••••• S••••••• L••	Sep 11, 2019	Mar 23, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
125112:155216:NJ:2023-05-19	May 19, 2023	Jul 26, 2024	PINE BROOK, NJ	Firm change after gap
6413:125408:NJ:2019-09-11	Sep 11, 2019	Mar 23, 2005	PARAMUS, NJ	Firm change after gap
165616:125112:NJ:2019-08-27	Aug 27, 2019	Aug 20, 2019	PARAMUS, NJ	Firm change

Relationships

Registered with (7)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jul 26, 2024 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 20, 2019 to May 19, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 14, 2005 to Sep 11, 2019factForm ADV
→ P•••••• P•••••••• P•••••••• L••

Dated events

Occurred
May 19, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb890202-5cb0-9184-51d6-019863677d1b
First observed: May 13, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.