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Advisor at PINNACLE FAMILY ADVISORS, LLC
SPRINGFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PINNACLE FAMILY ADVISORS, LLC | Independent wealth | Jan 21, 2010 | n/a | yes | SPRINGFIELD, MO | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 7, 2010 | no | SPRINGFIELD, MO | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | SPRINGFIELD, MO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 15, 2006 | Apr 2, 2007 | no | SPRINGFIELD, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 16, 2002 | Sep 19, 2006 | no | SPRINGFIELD, MO|SPRINGFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | PINNACLE FAMILY ADVISORS, LLC | Jan 7, 2010 | Jan 21, 2010 | 14 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | Sep 19, 2006 | Sep 15, 2006 | -4 | Firm change | Other |