DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

ROBERT VALLIANT BROWN

Advisor at SECOND LINE CAPITAL, LLC

Gretna, LA | METAIRIE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb9759ff-d101-2dc3-c3d6-487009bcaf36

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SECOND LINE CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 1, 1983
First registration: Nov 26, 2008
Dual registered: yes, broker-dealer
Other names: ROBERT BROWN
IAPD individual key: 1163675

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SECOND LINE CAPITAL, LLC	Independent wealth	May 18, 2023	n/a	yes	Gretna, LA\|METAIRIE, LA	Current employment
ADVISOR RESOURCE COUNCIL	Independent wealth	Aug 2, 2018	May 18, 2023	no	Gretna, LA\|DALLAS, TX	Previous registration
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Jun 17, 2015	Aug 2, 2018	no	GRETNA, LA\|DALLAS, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 17, 2015	no	New Orleans, LA\|New Orleans, LA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 26, 2008	Oct 1, 2012	no	NEW ORLEANS, LA\|NEW ORLEANS, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Kind	Move type
ADVISOR RESOURCE COUNCIL	SECOND LINE CAPITAL, LLC	May 18, 2023	May 18, 2023	Firm change	RIA to new firm
LEVEL FOUR ADVISORY SERVICES	ADVISOR RESOURCE COUNCIL	Aug 2, 2018	Aug 2, 2018	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	LEVEL FOUR ADVISORY SERVICES	Jun 17, 2015	Jun 17, 2015	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164109:324386:TX:2023-05-18	May 18, 2023	May 18, 2023	DALLAS, TX	Firm change
134086:164109:TX:2018-08-02	Aug 2, 2018	Aug 2, 2018	DALLAS, TX	Firm change
79:134086:LA:2015-06-17	Jun 17, 2015	Jun 17, 2015	NEW ORLEANS, LA	Firm change

Relationships

Registered with (5)

→ SECOND LINE CAPITAL, LLCRegistered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ ADVISOR RESOURCE COUNCILRegistered adviserregistration: previous registration
Aug 2, 2018 to May 18, 2023factForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 17, 2015 to Aug 2, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jun 17, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 26, 2008 to Oct 1, 2012factForm ADV

Dated events

Occurred
May 18, 2023
Advisor changed firm
Robert Valliant Brown left Advisor Resource Council for Second Line Capital, Llc (registered 2023-05-18)
Form ADVobserved 3 days ago