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RIA / WealthAdvisorCertified Financial Planner21 years in industry

AMELIA ANN WEST

Advisor at CWM, LLC

Carmel, IN | OMAHA, NE

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Search this name across graphsid dfx:ria:cbb66a69-101c-58a3-fb69-5d7681b369c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 8, 2004
First registration: Dec 9, 2004
Dual registered: no
Other names: AMELIA ANN HAMMOND
IAPD individual key: 4858175

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Nov 12, 2025	n/a	yes	OMAHA, NE\|Carmel, IN	Current employment
TOTAL WEALTH PLANNING, LLC	Former SEC adviser	Jan 21, 2022	Mar 23, 2026	no	CARMEL, IN\|CARMEL, IN\|CINCINNATI, OH	Previous registration
HOWELL FINANCIAL ADVISORS, INC.	n/a	Jun 22, 2017	Jan 6, 2023	no	NOBLESVILLE, IN	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Dec 20, 2010	Mar 27, 2017	no	INDIANAPOLIS, IN	Previous registration
THURSTON SPRINGER FINANCIAL	Former SEC adviser	Apr 26, 2010	Dec 20, 2010	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 9, 2004	Apr 29, 2010	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOTAL WEALTH PLANNING, LLC	CWM, LLC	Mar 23, 2026	Nov 12, 2025	-131	Firm change after gap	RIA to ibd
HOWELL FINANCIAL ADVISORS, INC.	TOTAL WEALTH PLANNING, LLC	Jan 6, 2023	Jan 21, 2022	-350	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	HOWELL FINANCIAL ADVISORS, INC.	Mar 27, 2017	Jun 22, 2017	87	Firm change	Other
THURSTON SPRINGER FINANCIAL	COMMONWEALTH FINANCIAL NETWORK	Dec 20, 2010	Dec 20, 2010	0	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	THURSTON SPRINGER FINANCIAL	Apr 29, 2010	Apr 26, 2010	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174434:155344:OH:2026-03-23	Mar 23, 2026	Nov 12, 2025	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (6)

→ CWM, LLCRegistered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ TOTAL WEALTH PLANNING, LLCRegistered adviserregistration: previous registration
Jan 21, 2022 to Mar 23, 2026factForm ADV
→ HOWELL FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 22, 2017 to Jan 6, 2023factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Dec 20, 2010 to Mar 27, 2017factForm ADV
→ THURSTON SPRINGER FINANCIALRegistered adviserregistration: previous registration
Apr 26, 2010 to Dec 20, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 9, 2004 to Apr 29, 2010factForm ADV

Dated events

Occurred
Mar 23, 2026
Advisor changed firm
Amelia Ann West left Total Wealth Planning, Llc for Cwm, Llc (registered 2025-11-12)
Form ADVobserved 4 days ago
Occurred
Jan 6, 2023
Advisor changed firm
Amelia Ann West left Howell Financial Advisors, Inc. for Total Wealth Planning, Llc (registered 2022-01-21)
Form ADVobserved 4 days ago