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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

SEAN PATRICK LORE

Advisor at ESI FINANCIAL ADVISORS

MEDIA, PA | MARLTON, NJ

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Search this name across graphsid dfx:ria:cbc0aa8c-a70e-ed83-ea7f-791ab6fedc3d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ESI FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 18, 1997
First registration: Apr 25, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2821767

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ESI FINANCIAL ADVISORS	Independent wealth	Jun 14, 2021	n/a	yes	MEDIA, PA\|MARLTON, NJ	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Apr 19, 2018	Jun 4, 2021	no	BALA CYNWYD, PA\|CONSHOHOCKEN, PA\|PHILADELPHIA, PA\|BALA CYNWYD, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 19, 2015	Apr 20, 2018	no	MOORESTOWN, NJ\|MOORESTOWN, NJ	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Jul 3, 2006	May 18, 2015	no	KING OF PRUSSIA, PA\|LINCROFT, NJ\|KING OF PRUSSIA, PA	Previous registration
IFMG SECURITIES, INC.	n/a	Nov 3, 2003	Jun 22, 2006	no	HAMILTON, NJ\|TRENTON, NJ\|HAMILTON, NJ\|TRENTON, NJ\|EWING, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 10, 2002	Oct 21, 2003	no	MOORESTOWN, NJ	Previous registration
THE ADVISORS GROUP, INC.	n/a	Apr 25, 2002	May 3, 2002	no	MOUNT LAUREL, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	ESI FINANCIAL ADVISORS	Jun 4, 2021	Jun 14, 2021	10	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	CITIZENS SECURITIES, INC.	Apr 20, 2018	Apr 19, 2018	-1	Firm change	Ibd to ibd
WORLD ADVISORY SERVICES	PNC WEALTH MANAGEMENT	May 18, 2015	May 19, 2015	1	Firm change	Other
IFMG SECURITIES, INC.	WORLD ADVISORY SERVICES	Jun 22, 2006	Jul 3, 2006	11	Firm change	Other
WELLS FARGO ADVISORS	IFMG SECURITIES, INC.	Oct 21, 2003	Nov 3, 2003	13	Firm change	Other
THE ADVISORS GROUP, INC.	WELLS FARGO ADVISORS	May 3, 2002	Sep 10, 2002	130	Firm change	Other

Relationships

Registered with (7)

→ ESI FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jun 14, 2021 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 19, 2018 to Jun 4, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 19, 2015 to Apr 20, 2018factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 3, 2006 to May 18, 2015factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Nov 3, 2003 to Jun 22, 2006factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 10, 2002 to Oct 21, 2003factForm ADV
→ THE ADVISORS GROUP, INC.Registered adviserregistration: previous registration
Apr 25, 2002 to May 3, 2002factForm ADV

Dated events

No dated event names this entity yet.