RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• P•••••• L•••
- E•• F•••••••• A••••••• independent RIA currentsince Jun 14, 2021 · Media, Pa
- C••••••• S••••••••• I••• BD affiliatedApr 19, 2018 to Jun 4, 2021 · Bala Cynwyd, Pa
- P•• W••••• M••••••••• BD affiliatedMay 19, 2015 to Apr 20, 2018 · Moorestown, Nj
- W•••• A••••••• S••••••• formerJul 3, 2006 to May 18, 2015 · King Of Prussia, Pa
- I••• S••••••••• I••• unclassifiedNov 3, 2003 to Jun 22, 2006 · Hamilton, Nj
- W•••• F•••• A••••••• wirehouseSep 10, 2002 to Oct 21, 2003 · Moorestown, Nj
- T•• A••••••• G••••• I••• unclassifiedApr 25, 2002 to May 3, 2002 · Mount Laurel, Nj
- C••••••• S••••••••• I••• to E•• F•••••••• A•••••••left Jun 4, 2021, registered Jun 14, 2021 (10 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Apr 20, 2018, registered Apr 19, 2018 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• A••••••• S••••••• to P•• W••••• M•••••••••left May 18, 2015, registered May 19, 2015 (1 days) · Other
- I••• S••••••••• I••• to W•••• A••••••• S•••••••left Jun 22, 2006, registered Jul 3, 2006 (11 days) · Other
- W•••• F•••• A••••••• to I••• S••••••••• I•••left Oct 21, 2003, registered Nov 3, 2003 (13 days) · Other
- T•• A••••••• G••••• I••• to W•••• F•••• A•••••••left May 3, 2002, registered Sep 10, 2002 (130 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address