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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

JEFFREY LLOYD GIBBENS

Advisor at REGAL INVESTMENT ADVISORS LLC

Erie, PA | KENTWOOD, MI

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Search this name across graphsid dfx:ria:cbcbb16e-0a11-6e46-7c5e-c55a3f45a6f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL INVESTMENT ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 7, 1986
First registration: Sep 15, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1482752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Apr 18, 2018	n/a	yes	KENTWOOD, MI\|Erie, PA	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jan 6, 2010	Apr 17, 2018	no	MILLCREEK TOWNSHIP, PA\|BEDMINSTER, NJ	Previous registration
GWN SECURITIES INC.	Bd affiliated wealth	Jun 22, 2006	Dec 31, 2009	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|ERIE, PA	Previous registration
PMG ASSET MANAGEMENT INC	n/a	Oct 14, 2003	Jul 23, 2004	no	ERIE, PA	Previous registration
1ST DISCOUNT BROKERAGE, INC.	Independent wealth	Sep 15, 2003	Oct 14, 2003	no	ERIE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	REGAL INVESTMENT ADVISORS LLC	Apr 17, 2018	Apr 18, 2018	1	Firm change	Ibd to ibd
GWN SECURITIES INC.	IC ADVISORY SERVICES, INC.	Dec 31, 2009	Jan 6, 2010	6	Firm change	Other
PMG ASSET MANAGEMENT INC	GWN SECURITIES INC.	Jul 23, 2004	Jun 22, 2006	699	Firm change after gap	Other
1ST DISCOUNT BROKERAGE, INC.	PMG ASSET MANAGEMENT INC	Oct 14, 2003	Oct 14, 2003	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140190:125004:NJ:2018-04-17	Apr 17, 2018	Apr 18, 2018	BEDMINSTER, NJ	Firm change

Relationships

Registered with (5)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Apr 18, 2018 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 6, 2010 to Apr 17, 2018factForm ADV
→ GWN SECURITIES INC.Registered adviserregistration: previous registration
Jun 22, 2006 to Dec 31, 2009factForm ADV
→ PMG ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Oct 14, 2003 to Jul 23, 2004factForm ADV
→ 1ST DISCOUNT BROKERAGE, INC.Registered adviserregistration: previous registration
Sep 15, 2003 to Oct 14, 2003factForm ADV

Dated events

No dated event names this entity yet.