DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Lloyd Gibbens
Feed of 09/14/2026
At current firm
8 y
since Apr 18, 2018
In the industry
45 y
since Nov 1, 1980 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Regal Investment Advisors LLC BD affiliated currentsince Apr 18, 2018 · Kentwood, Mi
- Ic Advisory Services, Inc. formerJan 6, 2010 to Apr 17, 2018 · Millcreek Township, Pa
- Gwn Securities Inc. BD affiliatedJun 22, 2006 to Dec 31, 2009 · Palm Beach Gardens, Fl
- Pmg Asset Management Inc unclassifiedOct 14, 2003 to Jul 23, 2004 · Erie, Pa
- 1st Discount Brokerage, Inc. independent RIASep 15, 2003 to Oct 14, 2003 · Erie, Pa
Moves
a registration end followed by a registration begin elsewhere
- Ic Advisory Services, Inc. to Regal Investment Advisors LLCleft Apr 17, 2018, registered Apr 18, 2018 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Gwn Securities Inc. to Ic Advisory Services, Inc.left Dec 31, 2009, registered Jan 6, 2010 (6 days) · Other
- Pmg Asset Management Inc to Gwn Securities Inc.left Jul 23, 2004, registered Jun 22, 2006 (699 days) · Other
- 1st Discount Brokerage, Inc. to Pmg Asset Management Incleft Oct 14, 2003, registered Oct 14, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address