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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

REX WANG

Advisor at WELLS FARGO ADVISORS

SAN JOSE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 11, 2005
First registration: Nov 14, 2005
Dual registered: yes, broker-dealer
Other names: Rex Wang
IAPD individual key: 4958645

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 7, 2026	n/a	yes	SAN JOSE, CA	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Apr 6, 2026	no	SAN JOSE, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Dec 12, 2017	Nov 14, 2024	no	SAN JOSE, CA	Previous registration
WADDELL & REED	Former SEC adviser	Mar 6, 2012	Aug 9, 2017	no	SEATTLE, WA\|CUPERTINO, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 3, 2011	Dec 23, 2011	no	SAN JOSE, CA	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Sep 15, 2009	Mar 4, 2011	no	FRESNO, CA\|SAN JOSE, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 14, 2005	Aug 25, 2009	no	CAMPBELL, CA\|San Jose, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	WELLS FARGO ADVISORS	Apr 6, 2026	Apr 7, 2026	1	Firm change	Ibd to wirehouse
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
WADDELL & REED	PRUCO SECURITIES, LLC	Aug 9, 2017	Dec 12, 2017	125	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	WADDELL & REED	Dec 23, 2011	Mar 6, 2012	74	Firm change	Other
ONEAMERICA SECURITIES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 4, 2011	May 3, 2011	60	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	ONEAMERICA SECURITIES, INC.	Aug 25, 2009	Sep 15, 2009	21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8733:11025:CA:2026-04-06	Apr 6, 2026	Apr 7, 2026	SAN JOSE, CA	Firm change

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 7, 2026 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Apr 6, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 12, 2017 to Nov 14, 2024factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 6, 2012 to Aug 9, 2017factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
May 3, 2011 to Dec 23, 2011factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Sep 15, 2009 to Mar 4, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 14, 2005 to Aug 25, 2009factForm ADV

Dated events

Occurred
Apr 6, 2026
Advisor changed firm
Rex Wang left Lpl Enterprise, Llc for Wells Fargo Advisors (registered 2026-04-07)
Form ADVobserved 4 days ago