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Advisor at PRIVATE ADVISOR GROUP, LLC
Irvine, CA | Tustin, CA | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jan 22, 2026 | n/a | yes | MORRISTOWN, NJ|Irvine, CA|Tustin, CA | Current employment |
| AK FINANCIAL GROUP | Former SEC adviser | May 25, 2018 | Dec 22, 2022 | no | Irvine, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jun 18, 2015 | Dec 26, 2017 | no | IRVINE, CA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jul 11, 2013 | May 8, 2015 | no | NEWPORT BEACH, CA|SAN DIEGO, CA|IRVINE, CA|LOS ANGELES, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 6, 2004 | Jun 4, 2013 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 17, 2002 | Apr 28, 2004 | no | IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AK FINANCIAL GROUP | PRIVATE ADVISOR GROUP, LLC | Dec 22, 2022 | Jan 22, 2026 | 1,127 | Firm change after gap | RIA to ibd |
| MML INVESTORS SERVICES, LLC | AK FINANCIAL GROUP | Dec 26, 2017 | May 25, 2018 | 150 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | MML INVESTORS SERVICES, LLC | May 8, 2015 | Jun 18, 2015 | 41 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | PARK AVENUE SECURITIES LLC | Jun 4, 2013 | Jul 11, 2013 | 37 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | MML INVESTORS SERVICES, LLC | Apr 28, 2004 | May 6, 2004 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 130338:155216:CA:2022-12-22 | Dec 22, 2022 | Jan 22, 2026 | IRVINE, CA | Firm change after gap |