RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••• B•••••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jan 22, 2026 · Morristown, Nj
- A• F•••••••• G•••• formerMay 25, 2018 to Dec 22, 2022 · Irvine, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 18, 2015 to Dec 26, 2017 · Irvine, Ca
- P••• A••••• S••••••••• L•• BD affiliatedJul 11, 2013 to May 8, 2015 · Newport Beach, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 6, 2004 to Jun 4, 2013 · Newport Beach, Ca
- E•••••••• A•••••••• L•• national BDJun 17, 2002 to Apr 28, 2004 · Irvine, Ca
- A• F•••••••• G•••• to P•••••• A•••••• G••••• L••left Dec 22, 2022, registered Jan 22, 2026 (1127 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M•• I•••••••• S•••••••• L•• to A• F•••••••• G••••left Dec 26, 2017, registered May 25, 2018 (150 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left May 8, 2015, registered Jun 18, 2015 (41 days) · Other
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Jun 4, 2013, registered Jul 11, 2013 (37 days) · Other
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 28, 2004, registered May 6, 2004 (8 days) · Other
- C••••••••• J••• B••••••••• left A• F•••••••• G•••• for P•••••• A•••••• G••••• L•• (registered 2026-01-22)Dec 22, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address