DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Millsboro, DE | Milford, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 28, 2025 | n/a | yes | Millsboro, DE|Milford, DE | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 21, 2018 | Jul 29, 2025 | no | WALTHAM, MA|Millsboro, DE|Milford, DE | Previous registration |
| BIG INVESTMENT SERVICES | Independent wealth | Feb 26, 2018 | Sep 24, 2018 | no | DOVER, DE | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 10, 2011 | Apr 4, 2018 | no | DOVER, DE | Previous registration |
| EDWARD JONES | National bd RIA | Feb 25, 2009 | Jan 12, 2011 | no | MILLSBORO, DE|ST LOUIS, MO|OCEAN VIEW, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 29, 2025 | Jul 28, 2025 | -1 | Firm change | Ibd to ibd |
| BIG INVESTMENT SERVICES | COMMONWEALTH FINANCIAL NETWORK | Sep 24, 2018 | Sep 21, 2018 | -3 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | BIG INVESTMENT SERVICES | Apr 4, 2018 | Feb 26, 2018 | -37 | Firm change after gap | Wirehouse to new firm |
| EDWARD JONES | WELLS FARGO ADVISORS | Jan 12, 2011 | Jan 10, 2011 | -2 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:291437:DE:2018-04-04 | Apr 4, 2018 | Feb 26, 2018 | DOVER, DE | Firm change after gap |