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Advisor at SIGNAL ADVISORS WEALTH, LLC
DETROIT, MI | GLEN BURNIE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIGNAL ADVISORS WEALTH, LLC | Independent wealth | Mar 14, 2024 | n/a | yes | GLEN BURNIE, MD|DETROIT, MI | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 3, 2023 | Mar 15, 2024 | no | GREENWOOD VILLAGE, CO | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Jul 7, 2021 | Apr 3, 2023 | no | Glen Burnie, MD|GREENWOOD VILLAGE, CO | Previous registration |
| DIVERGENT WEALTH | n/a | Aug 29, 2017 | Apr 4, 2022 | no | HANOVER, MD|HANOVER, MD | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jun 30, 2015 | Aug 22, 2017 | no | HUNT VALLEY, MD | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 11, 2014 | Jul 9, 2015 | no | LUTHERVILLE, MD|OWINGS MILLS, MD|OWINGS MILLS, MD|COLUMBIA, MD|LUTHERVILLE, MD | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 26, 2012 | Jun 9, 2014 | no | FREDERICK, MD | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 2, 2009 | Nov 30, 2012 | no | HUNT VALLEY, MD|North Bethesda, MD|MONROVIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | SIGNAL ADVISORS WEALTH, LLC | Mar 15, 2024 | Mar 14, 2024 | -1 | Firm change | Ibd to RIA |
| PERSONAL CAPITAL ADVISORS CORPORATION | EMPOWER ADVISORY GROUP, LLC | Apr 3, 2023 | Apr 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| DIVERGENT WEALTH | PERSONAL CAPITAL ADVISORS CORPORATION | Apr 4, 2022 | Jul 7, 2021 | -271 | Firm change after gap | Other |
| OSAIC FA, INC. | DIVERGENT WEALTH | Aug 22, 2017 | Aug 29, 2017 | 7 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OSAIC FA, INC. | Jul 9, 2015 | Jun 30, 2015 | -9 | Firm change | Other |
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 9, 2014 | Jun 11, 2014 | 2 | Firm change | Other |
| PRUCO SECURITIES, LLC | LPL FINANCIAL LLC | Nov 30, 2012 | Nov 26, 2012 | -4 | Firm change | Other |