DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean Mccomber

Signal Advisors Wealth, LLCindependent RIADetroit, Mi IA-onlyIAPD 5656859

Certified Financial Planner

Feed of 09/14/2026

Also filed as Sean Eric Mccomber

At current firm

2 y

since Mar 14, 2024

In the industry

17 y

since Mar 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Signal Advisors Wealth, LLC independent RIA current
since Mar 14, 2024 · Glen Burnie, Md
Empower Advisory Group, LLC BD affiliated
Apr 3, 2023 to Mar 15, 2024 · Greenwood Village, Co
Personal Capital Advisors Corporation former
Jul 7, 2021 to Apr 3, 2023 · Glen Burnie, Md
Divergent Wealth unclassified
Aug 29, 2017 to Apr 4, 2022 · Hanover, Md
Osaic Fa, Inc. former
Jun 30, 2015 to Aug 22, 2017 · Hunt Valley, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 11, 2014 to Jul 9, 2015 · Lutherville, Md
LPL Financial LLC BD affiliated
Nov 26, 2012 to Jun 9, 2014 · Frederick, Md
Pruco Securities, LLC no RAUM
Jun 2, 2009 to Nov 30, 2012 · Hunt Valley, Md

Moves

a registration end followed by a registration begin elsewhere

Empower Advisory Group, LLC to Signal Advisors Wealth, LLC
left Mar 15, 2024, registered Mar 14, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Personal Capital Advisors Corporation to Empower Advisory Group, LLC
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
Divergent Wealth to Personal Capital Advisors Corporation
left Apr 4, 2022, registered Jul 7, 2021 (-271 days) · Other
Osaic Fa, Inc. to Divergent Wealth
left Aug 22, 2017, registered Aug 29, 2017 (7 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Osaic Fa, Inc.
left Jul 9, 2015, registered Jun 30, 2015 (-9 days) · Other
LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 9, 2014, registered Jun 11, 2014 (2 days) · Other
Pruco Securities, LLC to LPL Financial LLC
left Nov 30, 2012, registered Nov 26, 2012 (-4 days) · Other

Signals

Sean Mccomber left Empower Advisory Group, Llc for Signal Advisors Wealth, Llc (registered 2024-03-14)
Mar 15, 2024 · Advisor changed firm · fact
Sean Mccomber left Divergent Wealth for Personal Capital Advisors Corporation (registered 2021-07-07)
Apr 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address