DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Rudis Capital Management, Inc.

Former SEC-registered adviserSt. Louis, MissouriCRD 169494SEC 801-78741IAPD
Latest filing Feb 18, 2014
First filing on the tape Oct 23, 2013 · 3 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$0 as of Jan 2, 2014
Oct 23, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Feb 18, 2014
Oct 23, 20132 then
Employees (5.A)2 as of Feb 18, 2014
Oct 23, 20132 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 18, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Anthony Jonathon Bell · Presidentcontrol
    since 07/2012 · owns less than 5%
  • Lesley Brian Clark · Cfocontrol
    since 07/2012 · owns less than 5%
  • Edward Richard Griffard · Secretarycontrol
    since 07/2012 · owns less than 5%
  • Stephen Mark Thompson · Chief Compliance Officercontrol
    since 08/2013 · owns less than 5%
  • Anthony Jonathon Bell · Ownercontrol
    since 07/2012 · owns 50% to 75% of Eagle Holding Group, Inc.
  • Lesley Brian Clark · Ownercontrol
    since 07/2012 · owns F of Eagle Holding Group, Inc.
  • Edward Richard Griffard · Ownercontrol
    since 07/2012 · owns F of Eagle Holding Group, Inc.
Entity owners
  • Eagle Holding Group, Inc. · Sole Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0.0 to unset
    Jan 2, 2014 to Feb 18, 2014
  • Advisory activities · 2 to 3
    Jan 2, 2014 to Feb 18, 2014
  • BD registered reps · 0 to 1
    Jan 2, 2014 to Feb 18, 2014
  • Discretionary RAUM · 0.0 to unset
    Jan 2, 2014 to Feb 18, 2014
  • Non-discretionary RAUM · 0.0 to unset
    Jan 2, 2014 to Feb 18, 2014
  • RAUM · 0.0 to unset
    Jan 2, 2014 to Feb 18, 2014
  • Related bank · true to false
    Jan 2, 2014 to Feb 18, 2014
Signals
1 dated events
  • Rudis Capital Management, Inc. filed its initial SEC registration (Form ADV)
    Oct 23, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026