DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••
Rome, GA | Snellville, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | Rome, GA|Snellville, GA | Current employment |
| D•••••• L••• S••••• L•• | Former SEC adviser | Jan 7, 2026 | Apr 3, 2026 | no | ROME, GA|ROME, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D•••••• L••• S••••• L•• | n/a | Apr 3, 2026 | n/a | n/a | Departure no registered destination | Departure |
| D•••••• L••• S••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 31, 2025 | Dec 1, 2025 | -30 |
| D•••••• L••• S••••• L•• | Former SEC adviser | Apr 26, 2016 | Dec 31, 2025 | no | RIVERDALE, GA|ROME, GA|Conyers, GA | Previous registration |
| K••••• A•••••••• I••• | Bd affiliated wealth | Jan 26, 2015 | Dec 31, 2015 | no | KENNESAW, GA|FT. LAUDERDALE, FL | Previous registration |
| R••••••• H••••••• I••••••••• A•••••••• I••• | Former SEC adviser | Jan 8, 2008 | Dec 31, 2014 | no | LITHONIA, GA|DECATUR, GA|ROSWELL, GA | Previous registration |
| R••••••• H••••••• G•••• L•• | n/a | Apr 15, 2005 | Dec 31, 2007 | no | LITHONIA, GA|DECATUR, GA|LITHONIA, GA|MARIETTA, GA|ALPHARETTA, GA|SHELBYVILLE, KY|ALPHARETTA, GA|MARIETTA, GA|DECATUR, GA|KENNESAW, GA|MARIETTA, GA | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Apr 11, 2003 | Jan 7, 2005 | no | ATLANTA, GA | Previous registration |
| Bulk transfer |
| RIA to ibd |
| K••••• A•••••••• I••• | D•••••• L••• S••••• L•• | Dec 31, 2015 | Apr 26, 2016 | 117 | Firm change | Other |
| R••••••• H••••••• I••••••••• A•••••••• I••• | K••••• A•••••••• I••• | Dec 31, 2014 | Jan 26, 2015 | 26 | Bulk transfer | Other |
| R••••••• H••••••• G•••• L•• | R••••••• H••••••• I••••••••• A•••••••• I••• | Dec 31, 2007 | Jan 8, 2008 | 8 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | R••••••• H••••••• G•••• L•• | Jan 7, 2005 | Apr 15, 2005 | 98 | Firm change | Other |