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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

EILEEN MARIE KEEGAN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Glastonbury, CT

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Search this name across graphsid dfx:ria:cc3fcf26-a358-327d-441a-6f102dbaf5e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 13, 1994
First registration: Oct 20, 2000
Dual registered: yes, broker-dealer
Other names: EILEEN M SEERY|EILEEN MARIE SEERY
IAPD individual key: 2204159

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 30, 2026	n/a	yes	Glastonbury, CT	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jun 20, 2018	May 4, 2026	no	Glastonbury, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 26, 2012	Jul 3, 2018	no	GLASTONBURY, CT	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Apr 17, 2009	Nov 27, 2012	no	ROCKY HILL, CT\|HARTFORD, CT\|NEWINGTON, CT\|MANCHESTER, CT\|BRISTOL, CT\|SOUTHINGTON, CT\|NEW HAVEN, CT\|WOODBRIDGE, CT\|MILFORD, CT\|ORANGE, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 22, 2002	Apr 16, 2009	no	GLASTONBURY, CT\|HARTFORD, CT\|HARTFORD, CT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 20, 2000	Jan 14, 2003	no	NEW HAVEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	RAYMOND JAMES & ASSOCIATES, INC.	May 4, 2026	Apr 30, 2026	-4	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	JANNEY MONTGOMERY SCOTT LLC	Jul 3, 2018	Jun 20, 2018	-13	Firm change	Wirehouse to ibd
CITIZENS SECURITIES, INC.	WELLS FARGO ADVISORS	Nov 27, 2012	Nov 26, 2012	-1	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIZENS SECURITIES, INC.	Apr 16, 2009	Apr 17, 2009	1	Firm change	Other
STRATEGIC ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 14, 2003	Aug 22, 2002	-145	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (6)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Jun 20, 2018 to May 4, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 26, 2012 to Jul 3, 2018factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 17, 2009 to Nov 27, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 22, 2002 to Apr 16, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 20, 2000 to Jan 14, 2003factForm ADV

Dated events

Occurred
May 4, 2026
Advisor changed firm
Eileen Marie Keegan left Janney Montgomery Scott Llc for Raymond James & Associates, Inc. (registered 2026-04-30)
Form ADVobserved 3 days ago