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Advisor at UBS FINANCIAL SERVICES INC.
Upper Arlington, OH | Weehawken, NJ | Pickerington, OH | NEW ALBANY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 13, 2024 | n/a | yes | NEW ALBANY, OH|Weehawken, NJ|Upper Arlington, OH|Pickerington, OH | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 21, 2019 | Nov 6, 2023 | no | COLUMBUS, OH|Columbus, OH|Columbus, OH|WESTERVILLE, OH | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Jul 30, 2018 | Aug 16, 2019 | no | GAHANNA, OH|COLUMBUS, OH|Columbus, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 19, 2017 | Jun 20, 2018 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | UBS FINANCIAL SERVICES INC. | Nov 6, 2023 | Feb 13, 2024 | 99 | Firm change | Wirehouse to wirehouse |
| HUNTINGTON FINANCIAL ADVISORS | J.P. MORGAN SECURITIES LLC | Aug 16, 2019 | Sep 21, 2019 | 36 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HUNTINGTON FINANCIAL ADVISORS | Jun 20, 2018 | Jul 30, 2018 | 40 | Firm change | Wirehouse to ibd |