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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Steven Trustey

Advisor at HSBC SECURITIES (USA) INC.

NEW YORK, NY | BEVERLY HILLS, CA | MIAMI, FL | New Rochelle, NY

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Search this name across graphsid dfx:ria:b4c46ffb-03bd-030b-5c80-082475f14b8c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HSBC SECURITIES (USA) INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 10, 2005
First registration: Nov 6, 2006
Dual registered: yes, broker-dealer
Other names: STEVEN J. TRUSTEY|Steven John Trustey
IAPD individual key: 4974530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Mar 24, 2025	n/a	yes	MIAMI, FL\|NEW YORK, NY\|New Rochelle, NY\|NEW YORK, NY\|BEVERLY HILLS, CA	Current employment
NEW EDGE WEALTH	Bd affiliated wealth	Feb 15, 2024	Mar 5, 2025	no	STAMFORD, CT	Previous registration
FIRST MANHATTAN CO. LLC	Bd affiliated wealth	Feb 16, 2023	Feb 27, 2024	no	NEW YORK, NY	Previous registration
FIRST MANHATTAN CO	Former SEC adviser	Sep 2, 2022	Mar 10, 2023	no	NEW YORK, NY\|New York, NY	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Dec 24, 2020	Aug 22, 2022	no	NEW YORK, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Nov 6, 2006	Jun 5, 2020	no	New York, NY\|NEW YORK, NY\|NEW YORK CITY, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|Buffalo, NY\|Buffalo, NY\|New York, NY\|NEW YORK, NY\|New York, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW EDGE WEALTH	HSBC SECURITIES (USA) INC.	Mar 5, 2025	Mar 24, 2025	19	Firm change	Ibd to ibd
FIRST MANHATTAN CO. LLC	NEW EDGE WEALTH	Feb 27, 2024	Feb 15, 2024	-12	Firm change	Ibd to ibd
FIRST MANHATTAN CO	FIRST MANHATTAN CO. LLC	Mar 10, 2023	Feb 16, 2023	-22	Channel change	Ibd to ibd
NEUBERGER BERMAN BD LLC	FIRST MANHATTAN CO	Aug 22, 2022	Sep 2, 2022	11	Firm change	Other
HSBC SECURITIES (USA) INC.	NEUBERGER BERMAN BD LLC	Jun 5, 2020	Dec 24, 2020	202	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
1845:325281:NY:2023-03-10	Mar 10, 2023	Feb 16, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Nov 6, 2006 to Jun 5, 2020factForm ADV
→ NEW EDGE WEALTHRegistered adviserregistration: previous registration
Feb 15, 2024 to Mar 5, 2025factForm ADV
→ FIRST MANHATTAN CO. LLCRegistered adviserregistration: previous registration
Feb 16, 2023 to Feb 27, 2024factForm ADV
→ FIRST MANHATTAN CORegistered adviserregistration: previous registration
Sep 2, 2022 to Mar 10, 2023factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Dec 24, 2020 to Aug 22, 2022factForm ADV

Dated events

Occurred
Mar 5, 2025
Advisor changed firm
Steven Trustey left New Edge Wealth for Hsbc Securities (Usa) Inc. (registered 2025-03-24)
Form ADVobserved 6 days ago
Occurred
Feb 27, 2024
Advisor changed firm
Steven Trustey left First Manhattan Co. Llc for New Edge Wealth (registered 2024-02-15)
Form ADVobserved 6 days ago
Occurred
Aug 22, 2022
Advisor changed firm
Steven Trustey left Neuberger Berman Bd Llc for First Manhattan Co (registered 2022-09-02)
Form ADVobserved 6 days ago