DFX Intelligence

A•••• R••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

A•••• R••• B•••••

Advisor at M•••••••• A•••••••

WILMINGTON, NC

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Search this name across graphsid dfx:ria:cc66c725-eb96-798a-d636-04d2c39228a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 27, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A•••••••	Independent wealth	Jul 19, 2022	n/a	yes	WILMINGTON, NC	Current employment
C•••••• I••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 9, 2013	Aug 11, 2022	no	RALEIGH, NC\|WILMINGTON, NC\|WILMINGTON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••••••••• A••••••• S•••••••• L••	M•••••••• A•••••••	Aug 11, 2022	Jul 19, 2022	-23	Firm change	Ibd to RIA
W•••• F•••• A•••••••	C•••••• I••••••••• A••••••• S•••••••• L••	Aug 12, 2013	Aug 9, 2013

Relationships

Registered with (6)

→ M•••••••• A•••••••Registered adviserregistration: current employment
Jul 19, 2022 to presentfactForm ADV
→ C•••••• I••••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 9, 2013 to Aug 11, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 30, 2008 to Aug 12, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc66c725-eb96-798a-d636-04d2c39228a3
First observed: Mar 31, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.