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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JAMES BRADLEY TEEGARDEN

Advisor at CSENGE ADVISORY GROUP, LLC

CLEARWATER, FL | Boulder, CO

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Search this name across graphsid dfx:ria:cc896939-eaa6-a09e-1c7a-9c2584437157

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CSENGE ADVISORY GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 9, 2012
First registration: Sep 29, 2000
Dual registered: yes, broker-dealer
Other names: JIM TEEGARDEN
IAPD individual key: 2812366

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CSENGE ADVISORY GROUP, LLC	Independent wealth	Mar 19, 2020	n/a	yes	Boulder, CO\|CLEARWATER, FL	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Oct 6, 2016	Sep 18, 2023	no	Boulder, CO	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Mar 22, 2013	Oct 7, 2016	no	LAFAYETTE, CO\|ATLANTA, GA\|Boulder, CO	Previous registration
MUTUAL TRUST ASSET MGMT., INC.	Independent wealth	Jan 8, 2013	Mar 21, 2013	no	LAFAYETTE, CO\|TAMPA, FL	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Mar 28, 2006	Feb 26, 2008	no	Englewood, CO\|ENGLEWOOD, CO\|BROOMFIELD, CO	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jan 3, 2003	Mar 7, 2006	no	BROOMFIELD, CO	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Sep 29, 2000	Aug 26, 2002	no	BOULDER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	CSENGE ADVISORY GROUP, LLC	Sep 18, 2023	Mar 19, 2020	-1,278	Firm change after gap	Ibd to RIA
TRIAD ADVISORS, LLC	LION STREET ADVISORS, LLC	Oct 7, 2016	Oct 6, 2016	-1	Firm change	Other
MUTUAL TRUST ASSET MGMT., INC.	TRIAD ADVISORS, LLC	Mar 21, 2013	Mar 22, 2013	1	Firm change	Other
GENEOS WEALTH MANAGEMENT, INC.	MUTUAL TRUST ASSET MGMT., INC.	Feb 26, 2008	Jan 8, 2013	1,778	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	GENEOS WEALTH MANAGEMENT, INC.	Mar 7, 2006	Mar 28, 2006	21	Firm change	Other
CETERA ADVISORS LLC	NFP ADVISOR SERVICES, LLC	Aug 26, 2002	Jan 3, 2003	130	Firm change	Other

Relationships

Registered with (7)

→ CSENGE ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Mar 19, 2020 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 6, 2016 to Sep 18, 2023factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 22, 2013 to Oct 7, 2016factForm ADV
→ MUTUAL TRUST ASSET MGMT., INC.Registered adviserregistration: previous registration
Jan 8, 2013 to Mar 21, 2013factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 28, 2006 to Feb 26, 2008factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jan 3, 2003 to Mar 7, 2006factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Sep 29, 2000 to Aug 26, 2002factForm ADV

Dated events

Occurred
Sep 18, 2023
Advisor changed firm
James Bradley Teegarden left Lion Street Advisors, Llc for Csenge Advisory Group, Llc (registered 2020-03-19)
Form ADVobserved 3 days ago