RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••• T••••••••
- C••••• A••••••• G••••• L•• independent RIA currentsince Mar 19, 2020 · Boulder, Co
- L••• S••••• A•••••••• L•• formerOct 6, 2016 to Sep 18, 2023 · Boulder, Co
- T•••• A•••••••• L•• formerMar 22, 2013 to Oct 7, 2016 · Lafayette, Co
- M••••• T•••• A•••• M••••• I••• independent RIAJan 8, 2013 to Mar 21, 2013 · Lafayette, Co
- G••••• W••••• M••••••••• I••• BD affiliatedMar 28, 2006 to Feb 26, 2008 · Englewood, Co
- N•• A•••••• S•••••••• L•• formerJan 3, 2003 to Mar 7, 2006 · Broomfield, Co
- C••••• A••••••• L•• formerSep 29, 2000 to Aug 26, 2002 · Boulder, Co
- L••• S••••• A•••••••• L•• to C••••• A••••••• G••••• L••left Sep 18, 2023, registered Mar 19, 2020 (-1278 days) · Affiliated broker-dealer or bank to independent RIA
- T•••• A•••••••• L•• to L••• S••••• A•••••••• L••left Oct 7, 2016, registered Oct 6, 2016 (-1 days) · Other
- M••••• T•••• A•••• M••••• I••• to T•••• A•••••••• L••left Mar 21, 2013, registered Mar 22, 2013 (1 days) · Other
- G••••• W••••• M••••••••• I••• to M••••• T•••• A•••• M••••• I•••left Feb 26, 2008, registered Jan 8, 2013 (1778 days) · Other
- N•• A•••••• S•••••••• L•• to G••••• W••••• M••••••••• I•••left Mar 7, 2006, registered Mar 28, 2006 (21 days) · Other
- C••••• A••••••• L•• to N•• A•••••• S•••••••• L••left Aug 26, 2002, registered Jan 3, 2003 (130 days) · Other
- J•••• B•••••• T•••••••• left L••• S••••• A•••••••• L•• for C••••• A••••••• G••••• L•• (registered 2020-03-19)Sep 18, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address