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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

MOIZ HUSAIN

Advisor at THE STRATEGIC FINANCIAL ALLIANCE

ATLANTA, GA

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Search this name across graphsid dfx:ria:cc93ebfe-701f-436d-1325-dda5c78bea8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE STRATEGIC FINANCIAL ALLIANCE
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 20, 1992
First registration: Nov 27, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2224939

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Apr 24, 2014	n/a	yes	ATLANTA, GA\|ATLANTA, GA	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 2, 2011	Nov 19, 2013	no	NORCROSS, GA\|FAIRFIELD, IA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 1, 2010	Apr 13, 2011	no	NORCROSS, GA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jul 24, 2007	May 6, 2009	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 4, 2004	Oct 11, 2004	no	ATLANTA, GA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Nov 27, 2002	Feb 4, 2004	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	THE STRATEGIC FINANCIAL ALLIANCE	Nov 19, 2013	Apr 24, 2014	156	Firm change	Other
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 6, 2009	Apr 1, 2010	330	Firm change	Other
CHARLES SCHWAB & CO., INC.	FSC SECURITIES CORPORATION	Oct 11, 2004	Jul 24, 2007	1,016	Firm change after gap	Other
E*TRADE CAPITAL MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Feb 4, 2004	Mar 4, 2004	29	Firm change	Other

Relationships

Registered with (5)

→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: current employment
Apr 24, 2014 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 2, 2011 to Nov 19, 2013factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 24, 2007 to May 6, 2009factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 4, 2004 to Oct 11, 2004factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 27, 2002 to Feb 4, 2004factForm ADV

Dated events

No dated event names this entity yet.