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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

AEGON ASSET MANAGEMENT US

AEGON USA INVESTMENT MANAGEMENT, LLC, CRD 114537

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:cc9db39d-fa20-14b6-6c99-5ca937763b08

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 50
Dated events: 18
On other graphs: 3
Observed: Mar 29, 2012 to Mar 27, 2026
57 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Aegon Asset Management US

Private equity manager · shared crd

Independent Sponsorsidentity

Aegon Asset Management Us

Capital provider to sponsors · shared crd

Private Creditidentity

AEGON ASSET MANAGEMENT US

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.28 institutional_share=0.72 related_bd=true related_bank=true bd_reps=15.0
Regulatory AUM: $89BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $88B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $89Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 217
Advisory employees: 76
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 199
Private funds: 19Schedule D 7.B(1)
Custody, client assets: $66B
SEC number: 801-60667
CIK: 1454937
CRD: 114537
Filings on the tape: 57
First filed: Mar 29, 2012
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, IA
Website: aegonam.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK AARON JOHNSON	n/a	CEDAR RAPIDS, IA	9	30	n/a	yes

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 28

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AEGON MANAGED ENHANCED CASH, LLC	Liquidity Fund	$2.2B	Jun 26, 2019	2	Mar 29, 2012	dropped	n/a
PFL CORPORATE ACCOUNT ONE	Other Private Fund	$1.4B	Mar 26, 2024	48	Mar 29, 2012	reported	021-46035
CEDAR FUNDING IV CLO, LTD	Securitized Asset Fund	$564M	Mar 26, 2024	3	Mar 2, 2015	reported	n/a
CEDAR FUNDING VIII CLO, LTD	Securitized Asset Fund	$492M	Mar 26, 2024	2	Oct 31, 2017	reported	n/a
CEDAR FUNDING VI CLO, LTD	Securitized Asset Fund	$488M	Mar 26, 2024	2	Mar 28, 2017	reported	n/a
CEDAR FUNDING IX CLO, LTD	Securitized Asset Fund	$482M	Mar 26, 2024	4	Mar 28, 2019	reported	n/a
CEDAR FUNDING VII CLO, LTD	Securitized Asset Fund	$471M	Mar 26, 2024	3	Mar 28, 2019	reported	n/a
CEDAR FUNDING XII CLO, LTD	Securitized Asset Fund	$443M	Mar 26, 2024	2	Nov 20, 2020	reported	n/a
CEDAR FUNDING XVII CLO, LTD.	Securitized Asset Fund	$412M	Mar 26, 2024	1	Nov 10, 2023	reported	n/a
CEDAR FUNDING XV CLO, LTD	Securitized Asset Fund	$399M	Mar 26, 2024	2	May 9, 2022	reported	n/a
CEDAR FUNDING X CLO, LTD	Securitized Asset Fund	$395M	Mar 26, 2024	2	Feb 14, 2020	reported	n/a
CEDAR FUNDING V CLO, LLC	Securitized Asset Fund	$389M	Mar 26, 2024	2	Jul 18, 2016	reported	n/a
CEDAR FUNDING XI CLO, LTD	Securitized Asset Fund	$387M	Mar 26, 2024	2	Feb 14, 2020	reported	n/a
TA PRIVATE EQUITY ASSETS, LLC	Private Equity Fund	$383M	Mar 29, 2022	1	Mar 29, 2021	dropped	n/a
CEDAR FUNDING XIV CLO, LTD	Securitized Asset Fund	$376M	Mar 26, 2024	1	Mar 29, 2022	reported	n/a
MALIBU LOAN FUND, LTD	Securitized Asset Fund	$361M	Mar 2, 2015	1	Apr 26, 2013	dropped	n/a
CEDAR FUNDING II CLO, LTD	Securitized Asset Fund	$340M	Mar 26, 2024	5	Apr 26, 2013	reported	n/a
TA-APOP II, LLC	Private Equity Fund	$238M	Mar 26, 2024	27	May 9, 2022	reported	n/a
APOP III, LLC	Private Equity Fund	$107M	Mar 26, 2024	29	Nov 10, 2023	reported	n/a
ZERO BETA FUND, LLC	Hedge Fund	$36.1M	Mar 29, 2022	2	Mar 29, 2012	dropped	n/a
AEGON AM FUNDS, LLC - AEGON SUSTAINABLE FIXED INCOME FUND	Other Private Fund	$27.4M	Mar 26, 2024	3	Jan 27, 2021	reported	021-372920
AEGON AM FUNDS, LLC - AEGON INTERNATIONAL SUSTAINABLE EQUITY PRIVATE FUND	Other Private Fund	$26.0M	Nov 20, 2020	1	Feb 14, 2020	dropped	021-327610
AEGON MARKET NEUTRAL INCOME MASTER FUND, LTD.	Hedge Fund	$11.0M	Nov 20, 2020	1	Mar 28, 2019	dropped	n/a
CEDAR FUNDING LTD	Securitized Asset Fund	$7.0M	Mar 28, 2017	1	Apr 26, 2013	dropped	n/a
AUIM CREDIT OPPORTUNITIES MASTER FUND, LTD	Hedge Fund	$143,683	Mar 29, 2022	1	Mar 29, 2018	dropped	021-298138

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AEGON INTERNATIONAL B.V.	Owner	E	yes	12/2007	Mar 29, 2012	Mar 26, 2024
AEGON LTD.	Owner	E	yes	12/2007	Mar 26, 2024	Mar 26, 2024
AEGON USA ASSET MANAGEMENT HOLDING, LLC	Member	E	yes	10/2009	Mar 29, 2012	Mar 26, 2024
AUSA HOLDING, LLC	Owner	E	yes	10/2009	Mar 30, 2016	Mar 26, 2024
OSTERHAUS, LARA, ANN	ELECTED MANAGER	F	yes	03/2021	Mar 29, 2021	Mar 26, 2024
OSTERHAUS, LARA, ANN	ELECTED MANAGER	Na	yes	03/2021	Mar 29, 2021	Mar 26, 2024
THOMPSON, CHRISTOPHER, C	ELECTED MANAGER	F	yes	06/2019	Apr 25, 2019	Mar 26, 2024
THOMPSON, CHRISTOPHER, C	CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER	Na	yes	06/2019	Apr 25, 2019	Mar 26, 2024
TRANSAMERICA CORPORATION	Owner	E	yes	12/2004	Mar 29, 2012	Mar 26, 2024
JONES, STEPHEN, JAMES MARSHALL	AAM CIO, FIXED INCOME, EQUITY AND MULTI-ASSET	Na	no	04/2022	May 9, 2022	Mar 26, 2024
SAYRE, ALINA	CHIEF COMPLIANCE OFFICER	Na	no	11/2023	Nov 10, 2023	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRANSAMERICA ASSET MANAGEMENT, INC.	n/a	Asset manager	$66B	N	yes	n/a
AEGON ASSET MANAGEMENT UK PLC	n/a	Other adviser	$53B	N	yes	n/a
TRANSAMERICA RETIREMENT ADVISORS, LLC	n/a	Bd affiliated wealth	$19B	N	yes	n/a
AEGON USA REALTY ADVISORS, LLC	n/a	Institutional manager	$394M	N	yes	n/a
AEGON ASSET MANAGEMENT HUNGARY B.V.	n/a	n/a	n/a	N	yes	n/a
AEGON ASSET MANAGEMENT PAN-EUROPE BV	n/a	n/a	n/a	N	yes	n/a
AEGON ESPANA S.A.U. DE SEGUROS Y REASEGUROS	n/a	n/a	n/a	N	yes	n/a
AEGON INDUSTRIAL FUND MANAGEMENT CO., LTD	n/a	n/a	n/a	N	yes	n/a
AEGON INVESTMENT MANAGEMENT B.V.	n/a	n/a	n/a	N	yes	n/a
IRONWOOD RE	n/a	n/a	n/a	N	yes	n/a
LA BANQUE POSTALE ASSET MANAGEMENT S.A.	n/a	n/a	n/a	N	yes	n/a
LIICA RE II, INC.	n/a	n/a	n/a	N	yes	n/a
RIVER RIDGE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
TLIC OAKBROOK REINSURANCE INC.	n/a	n/a	n/a	N	yes	n/a
TLIC WATERTREE REINSURANCE, INC.	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA CAPITAL, INC.	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA CASUALTY INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA INTERNATIONAL RE (BERMUDA) LTD.	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA INVESTORS SECURITIES CORPORATION	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA LIFE (BERMUDA) LTD	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA LIFE INTERNATIONAL (BERMUDA) LTD	n/a	n/a	n/a	N	yes	n/a
TRANSAMERICA TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	22	no
Baltimore	Md	United States	9	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$89B	$88B	217	76	2	19	n/a
2024	Mar 28, 2025	$86B	$86B	239	80	2	17	n/a
2023	Mar 26, 2024	$89B	$88B	258	83	2	17	$7.4B
2022	Mar 29, 2023	$87B	$87B	289	86	2	15	$6.7B
2021	Mar 29, 2022	$109B	$109B	304	87	2	16	$6.9B
2020	Mar 29, 2021	$113B	$113B	307	81	2	16	$6.4B
2019	Mar 30, 2020	$101B	$101B	323	85	2	15	$6.5B
2018	Mar 28, 2019	$96B	$95B	318	82	2	14	$7.8B
2017	Mar 29, 2018	$105B	$104B	327	75	2	11	$7.8B
2016	Mar 28, 2017	$114B	$113B	380	90	n/a	10	$7.5B
2015	Mar 30, 2016	$122B	$121B	360	80	n/a	8	$7.7B
2014	Mar 31, 2015	$141B	$141B	370	65	n/a	8	$7.4B
2013	Mar 28, 2014	$113B	$113B	400	60	n/a	6	$6.6B
2012	Mar 28, 2013	$117B	$117B	400	60	n/a	3	$6.1B
2011	Mar 29, 2012	$114B	$114B	n/a	n/a	n/a	3	$7.5B

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$89B	$86B	2.9%	$87B	0.6%	217	239	2	2

Relationships

Affiliated with (9)

← TRANSAMERICA ASSET MANAGEMENT, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ TRANSAMERICA ASSET MANAGEMENT, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ AEGON REAL ASSETS USRegistered adviserother investment adviser, investment company, pooled vehicle sponsor, common control
factForm ADV
→ AEGON ASSET MANAGEMENT UK PLCRegistered adviserother investment adviser, common control
factForm ADV
← AEGON REAL ASSETS USRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← AEGON ASSET MANAGEMENT UK PLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (28)

→ AEGON AM FUNDS, LLC - AEGON SUSTAINABLE FIXED INCOME FUNDPrivate fundOther Private Fund, IA
Jan 27, 2021 to presentfactForm ADV
→ TA-APOP II, LLCPrivate fundPrivate Equity Fund, IA
May 9, 2022 to presentfactForm ADV
→ CEDAR FUNDING IV CLO, LTDPrivate fundSecuritized Asset Fund, IA
Mar 2, 2015 to presentfactForm ADV
→ CEDAR FUNDING XIV CLO, LTDPrivate fundSecuritized Asset Fund, IA
Mar 29, 2022 to presentfactForm ADV
→ CEDAR FUNDING II CLO, LTDPrivate fundSecuritized Asset Fund, IA
Apr 26, 2013 to presentfactForm ADV
→ CEDAR FUNDING XV CLO, LTDPrivate fundSecuritized Asset Fund, IA
May 9, 2022 to presentfactForm ADV
→ CEDAR FUNDING XI CLO, LTDPrivate fundSecuritized Asset Fund, IA
Feb 14, 2020 to presentfactForm ADV
→ APOP III, LLCPrivate fundPrivate Equity Fund, IA
Nov 10, 2023 to presentfactForm ADV
→ CEDAR FUNDING IX CLO, LTDPrivate fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ CEDAR FUNDING V CLO, LLCPrivate fundSecuritized Asset Fund, IA
Jul 18, 2016 to presentfactForm ADV
→ CEDAR FUNDING X CLO, LTDPrivate fundSecuritized Asset Fund, IA
Feb 14, 2020 to presentfactForm ADV
→ CEDAR FUNDING XII CLO, LTDPrivate fundSecuritized Asset Fund, IA
Nov 20, 2020 to presentfactForm ADV
→ CEDAR FUNDING VIII CLO, LTDPrivate fundSecuritized Asset Fund, IA
Oct 31, 2017 to presentfactForm ADV
→ CEDAR FUNDING VI CLO, LTDPrivate fundSecuritized Asset Fund, IA
Mar 28, 2017 to presentfactForm ADV
→ CEDAR FUNDING XVII CLO, LTD.Private fundSecuritized Asset Fund, IA
Nov 10, 2023 to presentfactForm ADV
→ CEDAR FUNDING VII CLO, LTDPrivate fundSecuritized Asset Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ PFL CORPORATE ACCOUNT ONEPrivate fundOther Private Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ AUIM CREDIT OPPORTUNITIES MASTER FUND, LTDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2018 to Mar 29, 2022factForm ADV
→ ZERO BETA FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2012 to Mar 29, 2022factForm ADV
→ TA PRIVATE EQUITY ASSETS, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2021 to Mar 29, 2022factForm ADV
→ AEGON AM FUNDS, LLC - AEGON HIGH YIELD FUNDPrivate fundOther Private Fund, IA, no longer reported
Oct 31, 2017 to Jan 3, 2022factForm ADV
→ AEGON MARKET NEUTRAL INCOME MASTER FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 28, 2019 to Nov 20, 2020factForm ADV
→ AEGON AM FUNDS, LLC - AEGON INTERNATIONAL SUSTAINABLE EQUITY PRIVATE FUNDPrivate fundOther Private Fund, IA, no longer reported
Feb 14, 2020 to Nov 20, 2020factForm ADV
→ CEDAR FUNDING III CLO, LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Jun 19, 2014 to Oct 7, 2019factForm ADV
→ AEGON MANAGED ENHANCED CASH, LLCPrivate fundLiquidity Fund, IA, no longer reported
Mar 29, 2012 to Jun 26, 2019factForm ADV
→ CEDAR FUNDING LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Apr 26, 2013 to Mar 28, 2017factForm ADV
→ PFL CORPORATE SEPARATE ACCOUNT THREEPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2012 to Mar 28, 2017factForm ADV
→ MALIBU LOAN FUND, LTDPrivate fundSecuritized Asset Fund, IA, no longer reported
Apr 26, 2013 to Mar 2, 2015factForm ADV

Registered with (2)

← MARK AARON JOHNSONAdvisorregistration: current employment
Feb 23, 2017 to presentfactForm ADV
← Anne Williams CoupeAdvisorregistration: previous registration
Apr 19, 2021 to Apr 24, 2024factForm ADV

Controls (7)

← THOMPSON, CHRISTOPHER, COwnerELECTED MANAGER, ownership code F, individual
Apr 25, 2019 to Mar 26, 2024factForm ADV
← OSTERHAUS, LARA, ANNOwnerELECTED MANAGER, ownership code F, individual
Mar 29, 2021 to Mar 26, 2024factForm ADV
← AEGON INTERNATIONAL B.V.OwnerOWNER, ownership code E, foreign entity
Mar 29, 2012 to Mar 26, 2024factForm ADV
← AEGON LTD.OwnerOWNER, ownership code E, foreign entity
Mar 26, 2024 to Mar 26, 2024factForm ADV
← AEGON USA ASSET MANAGEMENT HOLDING, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to Mar 26, 2024factForm ADV
← AUSA HOLDING, LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2016 to Mar 26, 2024factForm ADV
← TRANSAMERICA CORPORATIONOwnerOWNER, ownership code E, domestic entity
Mar 29, 2012 to Mar 26, 2024factForm ADV

Owns (2)

← SAYRE, ALINAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 10, 2023 to Mar 26, 2024factForm ADV
← JONES, STEPHEN, JAMES MARSHALLOwnerAAM CIO, FIXED INCOME, EQUITY AND MULTI-ASSET, ownership code NA, individual
May 9, 2022 to Mar 26, 2024factForm ADV

Dated events

Occurred
Apr 24, 2024
Advisor changed firm
Anne Williams Coupe left Aegon Asset Management Us for Simplicity Wealth (registered 2025-04-28)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Control person left
James Thomas Scherer (Chief Legal Officer, Executive Vice President And Elected Manager) no longer on Schedule A of Aegon Asset Management Us (listed 2023-11-10, absent 2024-03-26)
Form ADVobserved 6 days ago
Occurred
Nov 10, 2023
Control person joined
Alina Sayre (Chief Compliance Officer) appeared on Schedule A of Aegon Asset Management Us
Form ADVobserved 6 days ago
Occurred
Nov 10, 2023
Control person left
Anthony James Mautino (Chief Compliance Officer) no longer on Schedule A of Aegon Asset Management Us (listed 2023-03-29, absent 2023-11-10)
Form ADVobserved 6 days ago
Occurred
May 9, 2022
Control person left
Daniel Russell Morrison (Chief Investment Officer And Executive Vice President) no longer on Schedule A of Aegon Asset Management Us (listed 2022-03-29, absent 2022-05-09)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
Ann Lara Osterhaus (Elected Manager) appeared on Schedule A of Aegon Asset Management Us
Form ADVobserved 6 days ago
Occurred
Jan 27, 2021
Control person left
Marie Stephanie Phelps (Chief Financial Officer, Executive Vice President And Elected Manager) no longer on Schedule A of Aegon Asset Management Us (listed 2020-11-20, absent 2021-01-27)
Form ADVobserved 6 days ago
Occurred
Jul 31, 2020
Control person joined
Daniel Russell Morrison (Chief Investment Officer) appeared on Schedule A of Aegon Asset Management Us
Form ADVobserved 6 days ago
Occurred
Jul 31, 2020
Control person left
William Kirk Buese (Chief Investment Officer, Executive Vice President And Elected Manager) no longer on Schedule A of Aegon Asset Management Us (listed 2020-03-30, absent 2020-07-31)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2020
Control person left
Jay Richard Wirth (Executive Vice President, Secretary And General Counsel) no longer on Schedule A of Aegon Asset Management Us (listed 2019-10-07, absent 2020-02-14)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2020
Control person left
Darlene Greene (Executive Vice President And Head Of Human Resources Us) no longer on Schedule A of Aegon Asset Management Us (listed 2019-10-07, absent 2020-02-14)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2020
Control person left
Christoph Gabler (Aam Executive Committee Member) no longer on Schedule A of Aegon Asset Management Us (listed 2019-10-07, absent 2020-02-14)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2020
Control person left
Scott Cote (Aam Executive Committee Member) no longer on Schedule A of Aegon Asset Management Us (listed 2019-10-07, absent 2020-02-14)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2020
Control person left
K James Schaeffer (Executive Vice President, Deputy Chief Investment Officer And Co-Head Of Public Fixed Income) no longer on Schedule A of Aegon Asset Management Us (listed 2019-10-07, absent 2020-02-14)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2020
Control person left
Alan Douglas Weih (Executive Vice President And Co-Head Of Public Fixed Income) no longer on Schedule A of Aegon Asset Management Us (listed 2019-10-07, absent 2020-02-14)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2020
Control person joined
James Thomas Scherer (Chief Legal Officer, Executive Vice President And Elected Manager) appeared on Schedule A of Aegon Asset Management Us
Form ADVobserved 6 days ago
Occurred
Jun 26, 2019
Control person left
Douglas Gary Black (President) no longer on Schedule A of Aegon Asset Management Us (listed 2019-04-25, absent 2019-06-26)
Form ADVobserved 6 days ago
Occurred
Apr 25, 2019
Control person joined
C Christopher Thompson (Head Of Distribution) appeared on Schedule A of Aegon Asset Management Us
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc9db39d-fa20-14b6-6c99-5ca937763b08
First observed: Mar 29, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AEGON ASSET MANAGEMENT US

AEGON USA INVESTMENT MANAGEMENT, LLC, CRD 114537

CEDAR RAPIDS, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc9db39d-fa20-14b6-6c99-5ca937763b08

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK AARON JOHNSON

n/a

CEDAR RAPIDS, IA

n/a

yes

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AEGON MANAGED ENHANCED CASH, LLC

Liquidity Fund

$2.2B

Jun 26, 2019

Mar 29, 2012

dropped

n/a

PFL CORPORATE ACCOUNT ONE

Other Private Fund

$1.4B

Mar 26, 2024

Mar 29, 2012

reported

021-46035

CEDAR FUNDING IV CLO, LTD

Securitized Asset Fund

$564M

Mar 26, 2024

Mar 2, 2015

reported

n/a

CEDAR FUNDING VIII CLO, LTD

Securitized Asset Fund

$492M

Mar 26, 2024

Oct 31, 2017

reported

n/a

CEDAR FUNDING VI CLO, LTD

Securitized Asset Fund

$488M

Mar 26, 2024

Mar 28, 2017

reported

n/a

CEDAR FUNDING IX CLO, LTD

Securitized Asset Fund

$482M

Mar 26, 2024

Mar 28, 2019

reported

n/a

CEDAR FUNDING VII CLO, LTD

Securitized Asset Fund

$471M

Mar 26, 2024

Mar 28, 2019

reported

n/a

CEDAR FUNDING XII CLO, LTD

Securitized Asset Fund

$443M

Mar 26, 2024

Nov 20, 2020

reported

n/a

CEDAR FUNDING XVII CLO, LTD.

Securitized Asset Fund

$412M

Mar 26, 2024

Nov 10, 2023

reported

n/a

CEDAR FUNDING XV CLO, LTD

Securitized Asset Fund

$399M

Mar 26, 2024

May 9, 2022

reported

n/a

CEDAR FUNDING X CLO, LTD

Securitized Asset Fund

$395M

Mar 26, 2024

Feb 14, 2020

reported

n/a

CEDAR FUNDING V CLO, LLC

Securitized Asset Fund

$389M

Mar 26, 2024

Jul 18, 2016

reported

n/a

CEDAR FUNDING XI CLO, LTD

Securitized Asset Fund

$387M

Mar 26, 2024

Feb 14, 2020

reported

n/a

TA PRIVATE EQUITY ASSETS, LLC

Private Equity Fund

$383M

Mar 29, 2022

Mar 29, 2021

dropped

n/a

CEDAR FUNDING XIV CLO, LTD

Securitized Asset Fund

$376M

Mar 26, 2024

Mar 29, 2022

reported

n/a

MALIBU LOAN FUND, LTD

Securitized Asset Fund

$361M

Mar 2, 2015

Apr 26, 2013

dropped

n/a

CEDAR FUNDING II CLO, LTD

Securitized Asset Fund

$340M

Mar 26, 2024

Apr 26, 2013

reported

n/a

TA-APOP II, LLC

Private Equity Fund

$238M

Mar 26, 2024

May 9, 2022

reported

n/a

APOP III, LLC

Private Equity Fund

$107M

Mar 26, 2024

Nov 10, 2023

reported

n/a

ZERO BETA FUND, LLC

Hedge Fund

$36.1M

Mar 29, 2022

Mar 29, 2012

dropped

n/a

AEGON AM FUNDS, LLC - AEGON SUSTAINABLE FIXED INCOME FUND

Other Private Fund

$27.4M

Mar 26, 2024

Jan 27, 2021

reported

021-372920

AEGON AM FUNDS, LLC - AEGON INTERNATIONAL SUSTAINABLE EQUITY PRIVATE FUND

Other Private Fund

$26.0M

Nov 20, 2020

Feb 14, 2020

dropped

021-327610

AEGON MARKET NEUTRAL INCOME MASTER FUND, LTD.

Hedge Fund

$11.0M

Nov 20, 2020

Mar 28, 2019

dropped

n/a

CEDAR FUNDING LTD

Securitized Asset Fund

$7.0M

Mar 28, 2017

Apr 26, 2013

dropped

n/a

AUIM CREDIT OPPORTUNITIES MASTER FUND, LTD

Hedge Fund

$143,683

Mar 29, 2022

Mar 29, 2018

dropped

021-298138

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AEGON INTERNATIONAL B.V.

Owner

yes

12/2007

Mar 29, 2012

Mar 26, 2024

AEGON LTD.

Owner

yes

12/2007

Mar 26, 2024

AEGON USA ASSET MANAGEMENT HOLDING, LLC

Member

yes

10/2009

Mar 29, 2012

Mar 26, 2024

AUSA HOLDING, LLC

Owner

yes

10/2009

Mar 30, 2016

Mar 26, 2024

OSTERHAUS, LARA, ANN

ELECTED MANAGER

yes

03/2021

Mar 29, 2021

Mar 26, 2024

OSTERHAUS, LARA, ANN

ELECTED MANAGER

yes

03/2021

Mar 29, 2021

Mar 26, 2024

THOMPSON, CHRISTOPHER, C

ELECTED MANAGER

yes

06/2019

Apr 25, 2019

Mar 26, 2024

THOMPSON, CHRISTOPHER, C

CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER

yes

06/2019

Apr 25, 2019

Mar 26, 2024

TRANSAMERICA CORPORATION

Owner

yes

12/2004

Mar 29, 2012

Mar 26, 2024

JONES, STEPHEN, JAMES MARSHALL

AAM CIO, FIXED INCOME, EQUITY AND MULTI-ASSET

04/2022

May 9, 2022

Mar 26, 2024

SAYRE, ALINA

CHIEF COMPLIANCE OFFICER

11/2023

Nov 10, 2023

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRANSAMERICA ASSET MANAGEMENT, INC.

n/a

Asset manager

$66B

yes

n/a

AEGON ASSET MANAGEMENT UK PLC

n/a

Other adviser

$53B

yes

n/a

TRANSAMERICA RETIREMENT ADVISORS, LLC

n/a

Bd affiliated wealth

$19B

yes

n/a

AEGON USA REALTY ADVISORS, LLC

n/a

Institutional manager

$394M

yes

n/a

AEGON ASSET MANAGEMENT HUNGARY B.V.

n/a

yes

n/a

AEGON ASSET MANAGEMENT PAN-EUROPE BV

n/a

yes

n/a

AEGON ESPANA S.A.U. DE SEGUROS Y REASEGUROS

n/a

yes

n/a

AEGON INDUSTRIAL FUND MANAGEMENT CO., LTD

n/a

yes

n/a

AEGON INVESTMENT MANAGEMENT B.V.

n/a

yes

n/a

IRONWOOD RE

n/a

yes

n/a

LA BANQUE POSTALE ASSET MANAGEMENT S.A.

n/a

yes

n/a

LIICA RE II, INC.

n/a

yes

n/a

RIVER RIDGE INSURANCE COMPANY

n/a

yes

n/a

TLIC OAKBROOK REINSURANCE INC.

n/a

yes

n/a

TLIC WATERTREE REINSURANCE, INC.

n/a

yes

n/a

TRANSAMERICA CAPITAL, INC.

n/a

yes

n/a

TRANSAMERICA CASUALTY INSURANCE COMPANY

n/a

yes

n/a

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY

n/a

yes

n/a

TRANSAMERICA INTERNATIONAL RE (BERMUDA) LTD.

n/a

yes

n/a

TRANSAMERICA INVESTORS SECURITIES CORPORATION

n/a

yes

n/a

TRANSAMERICA LIFE (BERMUDA) LTD

n/a

yes

n/a

TRANSAMERICA LIFE INSURANCE COMPANY

n/a

yes

n/a

TRANSAMERICA LIFE INTERNATIONAL (BERMUDA) LTD

n/a

yes

n/a

TRANSAMERICA TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chicago

United States

Baltimore

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$89B

$88B

217

n/a

2024

Mar 28, 2025

$86B

239

n/a

2023

Mar 26, 2024

$89B

$88B

258

$7.4B

2022

Mar 29, 2023

$87B

289

$6.7B

2021

Mar 29, 2022

$109B

304

$6.9B

2020

Mar 29, 2021

$113B

307

$6.4B

2019

Mar 30, 2020

$101B

323

$6.5B

2018

Mar 28, 2019

$96B

$95B

318

$7.8B

2017

Mar 29, 2018

$105B

$104B

327

$7.8B

2016

Mar 28, 2017

$114B

$113B

380

n/a

$7.5B

2015

Mar 30, 2016

$122B

$121B

360

n/a

$7.7B

2014

Mar 31, 2015

$141B

370

n/a

$7.4B

2013

Mar 28, 2014

$113B

400

n/a

$6.6B

2012

Mar 28, 2013

$117B

400

n/a

$6.1B

2011

Mar 29, 2012

$114B

n/a

$7.5B

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$89B

$86B

2.9%

$87B

0.6%

217

239