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CRD 107376
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| IZABELA URSZULA SADEGHI | n/a | DENVER, CO | 0 | 24 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AEGON INTERNATIONAL B.V. | Sh | E | yes | 10/2020 | Mar 29, 2012 | Mar 28, 2024 |
| AEGON LTD. | Sh | E | yes | 10/1936 | Mar 28, 2024 | Mar 28, 2024 |
| AUSA HOLDING, LLC | Shareholder | B | yes | 09/1996 | Jan 29, 2016 | Mar 28, 2024 |
| COMMONWEALTH GENERAL CORPORATION | Sh | E | yes | 10/2020 | Mar 31, 2017 | Mar 28, 2024 |
| Durham, Joshua, Wesley | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT | Na | yes | 03/2022 | Apr 29, 2022 | Mar 28, 2024 |
| GALLAGHER, DENNIS, PATRICK | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY | Na | yes | 01/2022 | Mar 29, 2012 | Mar 28, 2024 |
| Madden, Michael, Joseph | CHIEF ACCOUNTING OFFICER, TREASURER | Na | yes | 04/2022 | Apr 29, 2022 | Mar 28, 2024 |
| ROSENBERGER, FRANCINE, JUDITH | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2019 | Aug 6, 2019 | Mar 28, 2024 |
| SMIT, MARIJN, PAUL | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | Na | yes | 08/2014 | Sep 4, 2014 | Mar 28, 2024 |
| STAPLES, CHRISTOPHER, ALAN | SENIOR VICE PRESIDENT | Na | yes | 01/2005 | Mar 29, 2012 | Mar 28, 2024 |
| TRANSAMERICA CORP. (DE) | M | E | yes | 11/1988 | Mar 29, 2012 | Mar 28, 2024 |
| TRANSAMERICA CORP. (DE) | Sh | E | yes | 05/1986 | Mar 29, 2012 | Mar 28, 2024 |
| TRANSAMERICA LIFE INSURANCE COMPANY | Shareholder | E | yes | 10/2020 | Oct 29, 2020 | Mar 28, 2024 |
| WALD, THOMAS, ROBERT | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | Na | yes | 02/2014 | Jun 10, 2014 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AEGON USA INVESTMENT MANAGEMENT, LLC | n/a | Institutional manager | $89B | N | yes | n/a |
| AEGON ASSET MANAGEMENT UK PLC | n/a | Other adviser | $53B | N | yes | n/a |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | n/a | Bd affiliated wealth | $19B | N | yes | n/a |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | n/a | Bd affiliated wealth | $2.1B | N | yes | n/a |
| TRANSAMERICA CAPITAL, INC. | n/a | n/a | n/a | N | yes | n/a |
| TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| TRANSAMERICA FUND SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| TRANSAMERICA INVESTORS SECURITIES CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| TRANSAMERICA LIFE INSURANCE COMPANY | n/a | n/a | n/a | N | yes | n/a |
| TRANSAMERICA RETIREMENT SOLUTIONS | n/a | n/a | n/a | N | yes | n/a |
| TRANSAMERICA TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $66B | $64B | 53 | 8 | 0 | n/a | n/a |
| 2024 | Apr 28, 2025 | $65B | $64B | 58 | 10 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $66B | $65B | 60 | 8 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | $64B | $62B | 59 | 8 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $89B | $87B | 56 | 9 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $88B | $88B | 60 | 10 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $81B | $81B | 65 | 11 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $74B | $73B | 60 | 10 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $84B | $83B | 46 | 10 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $79B | $78B | 49 | 10 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $75B | $73B | 55 | 10 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $74B | $72B | 49 | 9 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $67B | $65B | 18 | 8 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $54B | $53B | 29 | 13 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $49B | $47B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | n/a | 1 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $66B | $65B | 1.2% | $64B | 1.3% | 53 | 58 | 0 | 0 |