DFX Intelligence

Z•••••• S••••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industrynot currently registered

Z•••••• S••••• N•••••••

Advisor at F• L• P••••• I••••••••• M••••••••• C••

Milwaukee, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc9dd0a1-f03e-34e7-d54c-96933bf1e2bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F• L• P••••• I••••••••• M••••••••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F• L• P••••• I••••••••• M••••••••• C••	Independent wealth	Sep 1, 2026	n/a	yes	Milwaukee, WI	Current employment
F•• I••••••••• L••	Asset manager	Apr 2, 2024	Sep 2, 2026	no	MILWAUKEE, WI\|WASHINGTON, DC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I••••••••• L••	F• L• P••••• I••••••••• M••••••••• C••	Sep 2, 2026	Sep 1, 2026	-1	Firm change	Other
Z••	F•• I••••••••• L••	May 15, 2024	Apr 2, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
309195:304405:WI:2024-05-15	May 15, 2024	Apr 2, 2024	MILWAUKEE, WI	Firm change after gap
135622:309195:WI:2020-06-01	Jun 1, 2020	Jun 12, 2020	MILWAUKEE, WI	Firm change

Relationships

Registered with (5)

→ F• L• P••••• I••••••••• M••••••••• C••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ F•• I••••••••• L••Registered adviserregistration: previous registration
Apr 2, 2024 to Sep 2, 2026factForm ADV
→ Z••Registered adviserregistration: previous registration
Jun 12, 2020 to May 15, 2024factForm ADV
→ Z•••••• C•••••• M••••••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc9dd0a1-f03e-34e7-d54c-96933bf1e2bf
First observed: Jul 14, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.