DFX Intelligence

C•••••• M••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

C•••••• M••••• R••••••

Advisor at A•••••• F•••••••• S••••••••• L••

VIRGINIA BEACH, VA

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Search this name across graphsid dfx:ria:cccff057-abe1-a051-a128-1c59ccf737ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• F•••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• F•••••••• S••••••••• L••	State registered	Jul 16, 2024	n/a	yes	VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jul 13, 2023	Apr 30, 2024	no	Glen Allen, VA\|Virginia Beach, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	A•••••• F•••••••• S••••••••• L••	Apr 30, 2024	Jul 16, 2024	77	Firm change	Ibd to state RIA
M•• I•••••••• S•••••••• L••	C•••••• S••••• • C••• I•••	Nov 4, 2020	Jul 13, 2023

Relationships

Registered with (4)

→ A•••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Jul 16, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 13, 2023 to Apr 30, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 17, 2020 to Nov 4, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cccff057-abe1-a051-a128-1c59ccf737ad
First observed: Feb 25, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.