DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• M••••• R••••••

A•••••• F•••••••• S••••••••• L••state registeredVirginia Beach, VaIA-onlyIAPD 4352972

Feed of 09/14/2026

Also filed as C•••••• M••••• R••••••

At current firm

2 y

since Jul 16, 2024

In the industry

25 y

since Mar 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• F•••••••• S••••••••• L•• state registered current
since Jul 16, 2024 · Virginia Beach, Va
C•••••• S••••• • C••• I••• national BD
Jul 13, 2023 to Apr 30, 2024 · Glen Allen, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Jul 17, 2020 to Nov 4, 2020 · Virginia Beach, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 25, 2016 to Jun 2, 2020 · Norfolk, Va

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to A•••••• F•••••••• S••••••••• L••
left Apr 30, 2024, registered Jul 16, 2024 (77 days) · Affiliated broker-dealer or bank to a state-registered adviser
M•• I•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••
left Nov 4, 2020, registered Jul 13, 2023 (981 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Jun 2, 2020, registered Jul 17, 2020 (45 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C•••••• M••••• R•••••• left C•••••• S••••• • C••• I••• for A•••••• F•••••••• S••••••••• L•• (registered 2024-07-16)
Apr 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address