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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | GREENSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 2, 2020 | n/a | yes | GREENSBURG, PA|PLYMOUTH, MN | Current employment |
| BPU INVESTMENT MANAGEMENT, INC. | Former SEC adviser | Sep 4, 2007 | Mar 6, 2020 | no | PITTSBURGH, PA|GREENSBURG, PA|PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Jun 25, 2005 | Sep 14, 2007 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| PARKER/HUNTER INCORPORATED | n/a | Apr 18, 2005 | Jun 25, 2005 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BPU INVESTMENT MANAGEMENT, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Mar 6, 2020 | Mar 2, 2020 | -4 | Firm change | RIA to ibd |
| JANNEY MONTGOMERY SCOTT LLC | BPU INVESTMENT MANAGEMENT, INC. | Sep 14, 2007 | Sep 4, 2007 | -10 | Firm change | Other |
| PARKER/HUNTER INCORPORATED | JANNEY MONTGOMERY SCOTT LLC | Jun 25, 2005 | Jun 25, 2005 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17058:116407:PA:2020-03-06 | Mar 6, 2020 | Mar 2, 2020 | PITTSBURGH, PA | Firm change |