RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• B••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Mar 2, 2020 · Greensburg, Pa
- B•• I••••••••• M••••••••• I••• formerSep 4, 2007 to Mar 6, 2020 · Pittsburgh, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedJun 25, 2005 to Sep 14, 2007 · Pittsburgh, Pa
- P••••••••• I••••••••• unclassifiedApr 18, 2005 to Jun 25, 2005 · Pittsburgh, Pa
- B•• I••••••••• M••••••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 6, 2020, registered Mar 2, 2020 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
- J••••• M••••••••• S•••• L•• to B•• I••••••••• M••••••••• I•••left Sep 14, 2007, registered Sep 4, 2007 (-10 days) · Other
- P••••••••• I••••••••• to J••••• M••••••••• S•••• L••left Jun 25, 2005, registered Jun 25, 2005 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address