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K••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

K••••• G•••••••••

Advisor at M••• S••••• F•••••••• S••••••••• L••

WINTER PARK, FL | NEWTOWN, PA

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Search this name across graphsid dfx:ria:ccebae6c-f472-316c-efde-0a360d02770d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• S••••• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• S••••• F•••••••• S••••••••• L••	Independent wealth	Apr 28, 2020	n/a	yes	WINTER PARK, FL\|NEWTOWN, PA	Current employment
M••• S••••• F•••••••• S••••••••• L••	Former SEC adviser	Jun 13, 2017	Jul 1, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••• S••••• F•••••••• S••••••••• L••	M••• S••••• F•••••••• S••••••••• L••	Jul 1, 2020	Apr 28, 2020	-64	Channel change	RIA to RIA
B• R•••• W••••• A•••••••• I•••	M••• S••••• F•••••••• S••••••••• L••	Jun 2, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146118:305834:NY:2020-07-01	Jul 1, 2020	Apr 28, 2020	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ M••• S••••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Apr 28, 2020 to presentfactForm ADV
→ M••• S••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 13, 2017 to Jul 1, 2020factForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2010 to Jun 2, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccebae6c-f472-316c-efde-0a360d02770d
First observed: Aug 5, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.