DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
Green Cove Springs, FL | RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 10, 2025 | n/a | yes | Green Cove Springs, FL|RIDGEWOOD, NJ | Current employment |
| SAX WEALTH ADVISORS, LLC | Independent wealth | Aug 14, 2024 | Dec 10, 2024 | no | JACKSONVILLE, FL|PARSIPPANY, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 19, 2023 | Aug 22, 2024 | no | JACKSONVILLE, FL|Green Cove Springs, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 10, 2023 | Jun 12, 2023 | no | CHARLOTTE, NC|WINTER PARK, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAX WEALTH ADVISORS, LLC | ADVISORS CAPITAL MANAGEMENT, LLC | Dec 10, 2024 | Mar 10, 2025 | 90 | Firm change | RIA to RIA |
| UBS FINANCIAL SERVICES INC. | SAX WEALTH ADVISORS, LLC | Aug 22, 2024 | Aug 14, 2024 | -8 | Firm change | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jun 12, 2023 | Jun 19, 2023 | 7 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:8174:FL:2023-05-30 | Jun 12, 2023 | Jun 19, 2023 | WINTER PARK, FL | Firm change |