This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JEFFERIES INVESTMENT ADVISERS LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

52

Exams

S66

First exam

Nov 7, 2013

First registration

Dec 16, 2013

Dual registered

yes, broker-dealer

Other names

ANDRES JOSE RICKETTS|ANDRES J RICKETTS|ANDRES J RICKETTS BUSTAMANTE

IAPD individual key

6151518

• Occurred

  Oct 4, 2022
  Advisor changed firm

  Andres Ricketts left Pnc Wealth Management for Leucadia Asset Management Llc (registered 2023-02-17)

  Form ADVobserved 5 days ago
• Occurred

  Oct 4, 2022
  Advisor changed firm

  Andres Ricketts left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2021-09-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cd16b3c2-d74f-646c-e6f7-85867bb3e2b0

First observed

Dec 16, 2013

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.