DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andres Ricketts

Jefferies Investment Advisers LLCmixed wealthNew York, Ny dual registrantIAPD 6151518
Feed of 09/14/2026
Also filed as Andres Jose Ricketts
At current firm
3 y
since Jun 1, 2023
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
52
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • Andres Ricketts left Pnc Wealth Management for Leucadia Asset Management Llc (registered 2023-02-17)
    Oct 4, 2022 · Advisor changed firm · fact
  • Andres Ricketts left Pnc Managed Account Solutions, Inc. for Pnc Wealth Management (registered 2021-09-21)
    Oct 4, 2022 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wealth manager with institutional or fund businessderived
Years in industry
13derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address