DFX Intelligence

M•••••• E••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

M•••••• E••••• J••••

Advisor at M•••• C••••••• A••••••• S••••••

Charlotte, NC | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:cd1c07e3-2582-dc31-fde3-9ddeced206be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Nov 6, 2024	n/a	yes	PALM BEACH GARDENS, FL\|Charlotte, NC\|PALM BEACH GARDENS, FL	Current employment
P•••• S••••••••• L••	No RAUM reported	Aug 4, 2023	Nov 6, 2024	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	M•••• C••••••• A••••••• S••••••	Nov 6, 2024	Nov 6, 2024	0	Firm change	Ibd to ibd
G•• S••••••••• I•••	P•••• S••••••••• L••	Jul 18, 2023	Aug 4, 2023

Relationships

Registered with (6)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Nov 6, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 4, 2023 to Nov 6, 2024factForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Oct 16, 2014 to Jul 18, 2023factForm ADV
→ V•• K••••• A••••••• I••Registered adviser

Dated events

Occurred
Nov 6, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 18, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd1c07e3-2582-dc31-fde3-9ddeced206be
First observed: Apr 16, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.